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- Tasks: Provide compliance oversight and advice in capital markets and equity structuring.
- Company: Global investment banking firm based in London with a dynamic team.
- Benefits: Competitive salary, career growth opportunities, and a fast-paced work environment.
- Why this job: Join a leading firm and make a real impact in compliance for trading strategies.
- Qualifications: Over 5 years of compliance experience and strong understanding of trading strategies.
- Other info: Fast-paced environment with opportunities for professional development.
The predicted salary is between 54000 - 84000 £ per year.
A global investment banking firm located in London is seeking a Private Wealth Management Compliance Officer to provide compliance oversight focused on capital markets and equity structuring. The ideal candidate will have over 5 years of experience in compliance and a solid understanding of trading strategies.
Responsibilities include:
- Compliance advice
- Trade approvals
- Conducting surveillance
This position offers a chance to contribute to a dynamic team in a fast-paced environment.
PWM Compliance Lead - Markets & Solutions (VP, London) employer: Goldman Sachs Bank AG
Contact Detail:
Goldman Sachs Bank AG Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land PWM Compliance Lead - Markets & Solutions (VP, London)
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of capital markets and trading strategies. We recommend doing mock interviews with friends or using online platforms to practice common compliance-related questions.
✨Tip Number 3
Showcase your expertise! When you get the chance to meet potential employers, be ready to discuss specific compliance challenges you've tackled in the past. This will demonstrate your hands-on experience and problem-solving skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we often have exclusive listings that you won’t find anywhere else.
We think you need these skills to ace PWM Compliance Lead - Markets & Solutions (VP, London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the PWM Compliance Lead role. Highlight your experience in compliance and any relevant trading strategies you've worked with. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Share specific examples of your compliance oversight experience and how you can contribute to our dynamic environment.
Showcase Your Skills: Don’t forget to showcase your skills in compliance advice, trade approvals, and surveillance. We’re looking for someone who can hit the ground running, so make sure we see that expertise in your application!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Goldman Sachs Bank AG
✨Know Your Compliance Stuff
Make sure you brush up on your compliance knowledge, especially around capital markets and equity structuring. Be ready to discuss specific trading strategies and how they relate to compliance. This shows you’re not just familiar with the theory but can apply it in real-world scenarios.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to trade approvals or compliance advice. Think of examples from your past experience where you successfully navigated compliance challenges. This will demonstrate your problem-solving skills and practical knowledge.
✨Show Your Team Spirit
This role is all about contributing to a dynamic team, so be prepared to talk about your teamwork experiences. Share examples of how you've collaborated with others in fast-paced environments, and highlight your ability to adapt and thrive under pressure.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the firm and the role. Inquire about their approach to compliance in the current market landscape or how they support their compliance team’s development. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.
