Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join our team to conduct due diligence on high-risk clients and manage compliance matters.
- Company: Goldman Sachs is a leading global investment banking, securities, and investment management firm.
- Benefits: Enjoy a diverse workplace with opportunities for growth and development in a dynamic environment.
- Why this job: Make an impact by ensuring compliance and fighting financial crime while collaborating with various teams.
- Qualifications: A Bachelor's degree and experience in financial services or investment banking are essential.
- Other info: We value diversity and inclusion, offering accommodations throughout the recruitment process.
The predicted salary is between 36000 - 60000 £ per year.
Compliance, Financial Crime Controls, Associate, Birmingham
Our division prevents, detects, and mitigates compliance, regulatory, and reputational risks across the firm. We support the firm’s culture of compliance through enterprise-wide risk management, assessment, monitoring, and response to regulatory examinations.
We are seeking an analyst/associate with experience in brokerage or financial services for our Know Your Customer/Enhanced Due Diligence team. The role involves conducting due diligence on high-risk customers, supporting the Client Identification Program, and collaborating with various departments to manage compliance and AML matters.
Responsibilities include:
- Conducting enhanced due diligence on high-risk clients
- Advising on anti-money laundering processes
- Managing escalations and resolving issues
- Developing compliance systems, policies, and procedures
- Handling French regulatory reporting
Qualifications:
- Bachelor’s degree or equivalent
- Experience in investment banking or financial services
- Knowledge of AML and sanctions regulations
- Proficiency with data analytics tools and SQL
- Strong communication, analytical, and risk assessment skills
- Ability to work independently and in teams
Goldman Sachs is committed to diversity, inclusion, and providing accommodations during the recruitment process. We are an equal opportunity employer.
#J-18808-Ljbffr
Compliance, Financial Crime Controls, Associate, Birmingham Birmingham · United Kingdom · Associate employer: Goldman Sachs Bank AG
Contact Detail:
Goldman Sachs Bank AG Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, Financial Crime Controls, Associate, Birmingham Birmingham · United Kingdom · Associate
✨Tip Number 1
Familiarise yourself with the latest AML and sanctions regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to compliance, which is crucial for this role.
✨Tip Number 2
Network with professionals in the financial services sector, especially those working in compliance roles. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could help you land the job.
✨Tip Number 3
Brush up on your data analytics skills, particularly with SQL. Since the role requires proficiency in data analytics tools, showcasing your ability to analyse and interpret data effectively can set you apart from other candidates.
✨Tip Number 4
Prepare for situational interview questions related to compliance and risk assessment. Think of examples from your past experiences where you successfully managed compliance issues or escalations, as this will highlight your problem-solving skills.
We think you need these skills to ace Compliance, Financial Crime Controls, Associate, Birmingham Birmingham · United Kingdom · Associate
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and qualifications required for the Compliance, Financial Crime Controls Associate position. Tailor your application to highlight relevant experience in brokerage or financial services.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous roles that involved compliance, anti-money laundering (AML) processes, or due diligence. Use specific examples to demonstrate your knowledge of AML regulations and your analytical skills.
Showcase Your Skills: Make sure to mention your proficiency with data analytics tools and SQL, as these are crucial for the role. Provide examples of how you've used these skills in past positions to support compliance efforts or manage risk.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also conveys your enthusiasm for the role and the company. Discuss how your values align with the firm's commitment to diversity and inclusion.
How to prepare for a job interview at Goldman Sachs Bank AG
✨Know Your AML Regulations
Familiarise yourself with anti-money laundering (AML) regulations and sanctions. Be prepared to discuss how these regulations impact the role and share examples of how you've applied this knowledge in previous positions.
✨Demonstrate Analytical Skills
Since the role requires proficiency in data analytics tools and SQL, be ready to showcase your analytical skills. Prepare to discuss specific projects where you used data analysis to solve compliance issues or improve processes.
✨Showcase Team Collaboration
Highlight your ability to work collaboratively across departments. Think of examples where you successfully managed escalations or resolved compliance issues by working with different teams.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your decision-making in high-risk situations. Practice articulating your thought process and the steps you would take to conduct enhanced due diligence on high-risk clients.
