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- Tasks: Join our Customer Trust team to ensure compliance and enhance customer experience.
- Company: Golden Charter is on a growth journey, modernizing systems and processes in Glasgow.
- Benefits: Enjoy flexible work arrangements, generous bonuses, health plans, and family-friendly leave.
- Why this job: Be part of a transformative team making a real impact in customer trust and compliance.
- Qualifications: Knowledge of FCA regulations and compliance standards is essential; entry-level candidates welcome.
- Other info: This is a full-time, hybrid role based in Glasgow City Centre.
The predicted salary is between 22200 - 37000 £ per year.
Regulatory Oversight & Assurance Partner (up to £37,000 DOE)
Location: Hybrid – based in Glasgow City Centre
Salary: up to £37,000 DOE
Here at Golden Charter, we’re on an exciting growth and transformation journey and want you to be part of it!
Over the next 12 months and beyond, we have an ambitious growth strategy. We’re modernising our systems and processes and reviewing how we position ourselves in the market. We have introduced a refreshed first line of defence function, Customer Trust, within our Customer department, led by our Head of Customer Trust.
What’s in it for you?
- Working arrangements which focus on delivering exceptional service to our customers and achieving our business objectives—regardless of location
- Flexible benefits allowance that supports you to choose your benefits
- Generous annual bonus
- Health cash plan
- Enhanced Family Friendly leave and many more……
What you\’ll be doing:
As part of the Customer Trust team, you’ll be responsible for the execution of the first line assurance/oversight plan. You’ll use your technical compliance and risk expertise to undertake testing to evaluate the design and operational effectiveness of our internal controls.
Reporting to the Oversight & Assurance Manager, some of your key responsibilities will include:
- Designing and conducting thematic reviews across the first line
- Delivering accurate, clear and insightful thematic review reports
- Identifying and supporting the implementation of and testing controls across our customer journey
- Supporting the production of valuable and insightful reporting on a monthly basis
What we’re looking for:
We are seeking an individual who possesses demonstrable knowledge of FCA regulations, governance frameworks, and compliance standards. In addition, the successful candidate will have the ability to design and deliver thematic risk reviews and effective control monitoring, working closely with colleagues.
Does this sound like a role you’d be interested in? If so, apply now!
Seniority level
Entry level
Employment type
Full-time
Job function
Legal
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Regulatory Oversight & Assurance Partner (up to £37,000 DOE) employer: Golden Charter Ltd
Contact Detail:
Golden Charter Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Oversight & Assurance Partner (up to £37,000 DOE)
✨Tip Number 1
Familiarize yourself with FCA regulations and compliance standards. This knowledge will not only help you understand the role better but also demonstrate your commitment to the field during discussions.
✨Tip Number 2
Network with professionals in the regulatory compliance sector. Engaging with others in the industry can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss your experience with risk reviews and internal controls. Be ready to share specific examples of how you've successfully implemented or tested controls in previous roles.
✨Tip Number 4
Research Golden Charter's recent initiatives and growth strategies. Understanding their current transformation journey will allow you to tailor your conversation and show how you can contribute to their objectives.
We think you need these skills to ace Regulatory Oversight & Assurance Partner (up to £37,000 DOE)
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Regulatory Oversight & Assurance Partner position. Make sure you understand the key responsibilities and required skills, especially regarding FCA regulations and compliance standards.
Tailor Your CV: Customize your CV to highlight relevant experience and skills that align with the job requirements. Emphasize any previous roles or projects where you demonstrated technical compliance and risk expertise.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention specific examples of how your background aligns with the responsibilities of the position, particularly in designing and conducting thematic reviews.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and oversight.
How to prepare for a job interview at Golden Charter Ltd
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations and compliance standards. Be prepared to discuss how these regulations impact the role and how you can ensure adherence within the company.
✨Showcase Your Analytical Skills
Be ready to demonstrate your ability to design and conduct thematic reviews. Prepare examples from your past experiences where you've successfully evaluated internal controls and implemented improvements.
✨Communicate Clearly
Since you'll be delivering reports and insights, practice articulating your thoughts clearly and concisely. Think about how you would present complex information in an understandable way during the interview.
✨Emphasize Team Collaboration
Highlight your experience working closely with colleagues to achieve common goals. Discuss how you can contribute to the Customer Trust team and support the implementation of effective controls across the customer journey.
