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- Tasks: Lead regulatory change projects for top financial institutions, ensuring compliance and operational efficiency.
- Company: Capco is a forward-thinking consultancy focused on financial services and regulatory change.
- Benefits: Enjoy a flat structure, ongoing learning opportunities, and a diverse, inclusive work culture.
- Other info: Join a team that values innovation and offers a chance to build lasting client relationships.
- Why this job: Shape the future of regulatory compliance while working on impactful projects with major banks.
- Qualifications: Experience in capital markets and regulatory change, with strong consulting and people management skills.
The predicted salary is between 72000 - 108000 £ per year.
Capco is expanding our Regulatory Change team, and we’re looking for an experienced Regulatory Change Director who can help leading financial services organizations navigate the complex landscape of evolving regulations, particularly in trade and transaction reporting.
As a Capco Regulatory Change Director, you will be a strategic advisor and leader, guiding financial services organizations through the complexities of regulatory transformations. You will play a pivotal role in helping clients stay ahead of regulatory changes, particularly in trade and transaction reporting frameworks, by designing, leading, and delivering comprehensive solutions that ensure compliance and operational efficiency.
This is a perfect opportunity for someone who thrives in a fast-paced consulting environment, enjoys working on high-impact regulatory programs, and is passionate about shaping the future of regulatory compliance within the financial services industry.
The opportunity is to join Capco’s growing Financial Crime, Risk, Regulation and Finance capability. The role will entail working across all types of financial institutions in the market to support them navigate and deliver against key market objectives with a focus on Trade & Transaction Reporting and associated market regulations.
The types of projects we cover are:
- Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)
- Compliance within regulatory obligations against tight deadlines
- Operating model reviews to assess positioning relative to market and cost optimisation initiatives
In order to support our clients, we need people who have a deep understanding of capital markets/investment banking coupled with strong change management experience and prior demonstrable success, either as a management consultant or within a change role in a financial services institution.
This role allows you to deliver as part of a long-term strategic partnership with our clients, whilst developing within a forward thinking and entrepreneurial business.
What We’re Looking For:
- Experience in the capital markets domain with front-to-back knowledge of organisations (e.g., Front Office, Middle Office, Treasury, Risk – Operational/Market/Credit, Operations – including Cash & Collateral Management/Clearing & Settlement, Technology, Finance, and Compliance) and the ability to face off to key stakeholders with strong credibility.
- Experience in delivery trade & transaction reporting changes (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)
- Key areas of product knowledge to include OTC derivatives, Fixed Income and Equities.
- An understanding of the key market, global and regulatory drivers shaping the industry and an ability to articulate these by way of opportunities for consulting firms to support the industry.
- Experience gained in either consulting or industry with exposure to shaping and delivering significant programmes. Key areas of interest include regulatory-driven change, operating model analysis and design to support functional consolidation and integration, architecture simplification, business divestment and sourcing, new product/market strategies.
- Demonstrable expertise in building and leveraging relationships to support growth. Build and maintain strong client relationships within the sector, leveraging proven industry content and delivery capability.
- Solution development, showing a clear ability as a Subject Matter Expert (SME) to enhance existing propositions, and develop new ones.
- People management, building a team of consultants with the right mix of grades, skills and experience to support client opportunities and projected growth.
- Develop and convert a pipeline of opportunities.
- Fulfil a key role in account and proposition development within Market Domains and Key Client Accounts, assisting senior management to increase revenue.
- Formulate propositions and solutions that meet client requirements in addition to managing and directing pursuit activity.
- Strong bid management abilities, with a proven ability to mentor and train Consultants.
- Drive thought leadership and client campaigns.
Why Join Capco:
You will work on engaging projects with some of the largest banks in the world, on projects addressing our clients biggest challenges.
We offer:
- A work culture focused on innovation and building lasting value for our clients and employees
- Ongoing learning opportunities to help you acquire new skills or deepen existing expertise
- A flat, non-hierarchical structure that will enable you to work with senior partners and directly with clients
- A diverse, inclusive, meritocratic culture
Managing Principal (Director) - Regulatory Change (Basé à London) employer: Golden Bees
Contact Detail:
Golden Bees Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Managing Principal (Director) - Regulatory Change (Basé à London)
✨Tip Number 1
Network with professionals in the financial services and regulatory compliance sectors. Attend industry events, webinars, or conferences where you can meet potential colleagues or clients. Building these connections can provide valuable insights and may lead to referrals for the Managing Principal role.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in trade and transaction reporting. Subscribe to relevant newsletters, follow industry leaders on social media, and engage in discussions on platforms like LinkedIn. This knowledge will not only enhance your expertise but also demonstrate your commitment to the field during interviews.
✨Tip Number 3
Prepare to showcase your experience in managing complex regulatory change projects. Be ready to discuss specific examples of how you've successfully navigated similar challenges in the past. Highlighting your problem-solving skills and strategic thinking will set you apart as a strong candidate for this role.
✨Tip Number 4
Familiarise yourself with Capco's values and recent projects. Understanding their approach to regulatory change and client engagement will help you align your responses during interviews. Tailoring your conversation to reflect their culture and objectives can significantly increase your chances of landing the job.
We think you need these skills to ace Managing Principal (Director) - Regulatory Change (Basé à London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory change and capital markets. Use specific examples that demonstrate your expertise in trade and transaction reporting, as well as your consulting skills.
Craft a Compelling Cover Letter: Write a cover letter that clearly articulates your passion for regulatory compliance and your understanding of the challenges faced by financial services organisations. Mention how your background aligns with the role and what unique value you can bring to Capco.
Showcase Relevant Projects: In your application, include details about significant projects you've worked on that relate to regulatory change. Highlight your role, the challenges faced, and the outcomes achieved, particularly in areas like MiFID, EMIR, or CSDR.
Demonstrate Thought Leadership: If applicable, mention any thought leadership activities you've engaged in, such as writing articles or speaking at industry events. This shows your commitment to staying ahead in the regulatory landscape and your ability to influence others in the field.
How to prepare for a job interview at Golden Bees
✨Showcase Your Regulatory Knowledge
Make sure to brush up on the latest regulations relevant to trade and transaction reporting, such as MiFID and EMIR. Demonstrating your understanding of these frameworks will show that you are well-prepared and knowledgeable about the industry.
✨Highlight Your Consulting Experience
Be ready to discuss your previous consulting roles and how they relate to regulatory change. Share specific examples of projects you've led or contributed to, particularly those involving compliance and operational efficiency.
✨Demonstrate Stakeholder Management Skills
Since this role involves facing off to key stakeholders, prepare to talk about your experience in building and maintaining client relationships. Use examples that illustrate your ability to communicate effectively and manage expectations.
✨Prepare for Scenario-Based Questions
Expect to be asked how you would handle specific regulatory challenges. Think through potential scenarios related to trade and transaction reporting and be ready to articulate your approach to solving these issues.