Compliance Manager Part Time Cheltenham
3-4 days a week Office Based Up to 50K DOE
We are recruiting for an accomplished Legal Compliance Manager to play a pivotal role within a Risk & Compliance team. This is an excellent opportunity for someone with a strong background in legal compliance who enjoys working in a fast-paced environment, influencing best practice, and ensuring the highest regulatory standards are maintained.
Main Duties:
- Managing the firm's compliance framework to ensure ongoing adherence to SRA Standards and Regulations, Anti-Money Laundering legislation, GDPR and applicable FCA requirements.
- Supervising and developing the Compliance Administrator, providing guidance, support and performance management.
- Overseeing the client onboarding process, including conflict checks, risk assessments and file opening procedures.
- Reviewing and maintaining compliance policies, regulatory registers and firm-wide risk registers.
- Conducting regular file audits to ensure regulatory compliance, quality standards and best practice are consistently met.
- Managing AML processes, including customer due diligence, enhanced due diligence and ongoing monitoring, while supporting the firm's MLRO.
- Preparing Suspicious Activity Reports (SARs) and assisting with reporting obligations where required.
- Working alongside the Head of Risk & Compliance to implement regulatory changes and support strategic risk initiatives.
- Producing insightful quarterly compliance reports for the Management Board, using data to identify trends and areas for improvement.
Required skills and experience:
- Previous experience in a Compliance Manager position within a law firm.
- A thorough understanding of SRA Standards and Regulations, the Solicitors Accounts Rules, AML legislation and FCA regulatory requirements.
- Excellent analytical skills with exceptional attention to detail.
- Strong organisational abilities and the confidence to manage multiple priorities.
- Outstanding communication skills with the ability to build relationships across all levels of the business.
- A proactive, solutions-focused approach with a genuine passion for compliance and regulatory excellence.
This is a great opportunity to become part of a supportive and collaborative firm where compliance is recognised as a vital business function.
Compliance Manager in Gloucester employer: GMP Recruitment Agency Ltd
GMP Recruitment Agency Ltd is an excellent employer, offering a supportive work culture that prioritises employee well-being and professional growth. With hybrid working arrangements and a competitive salary, employees can enjoy a balanced lifestyle while engaging in meaningful legal work in the vibrant city of Leeds, known for its rich cultural heritage and thriving community.
Contact Details:
GMP Recruitment Agency Ltd Recruitment Team