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- Tasks: Support legal and compliance functions while ensuring regulatory obligations are met.
- Company: Dynamic London-based firm with a supportive and inclusive culture.
- Benefits: Competitive salary, professional development, and a collaborative team environment.
- Why this job: Apply your legal training in a real-world compliance setting and make a difference.
- Qualifications: LPC or equivalent, strong analytical skills, and attention to detail.
- Other info: Great career growth opportunities in a fast-paced environment.
The predicted salary is between 42000 - 84000 £ per year.
We are seeking a highly organised, detail-oriented and proactive Compliance Executive with strong paralegal-level or junior solicitor-level expertise to join our team. The successful candidate will support our legal and compliance functions, helping to ensure the organisation meets all relevant regulatory, legal and policy obligations. The role requires a degree of autonomy and the successful candidate will be very much engaged in setting up and monitoring processes and procedures to ensure all periodic regulatory and compliance actions are settled within applicable timeframes. This role is ideal for a candidate who has completed the Legal Practice Course (LPC) or equivalent and is eager to apply their legal training within a compliance-focused environment.
Key Responsibilities
- Assist in the drafting, review and maintenance of compliance policies, procedures, registers and documentation.
- Support internal investigations, audits and regulatory reporting activities.
- Prepare and review internal policies, risk assessments and other documents.
- Assist in the submission of regulatory filings in multiple jurisdictions.
- Maintain well-organised compliance files, records and databases.
- Maintain and action a compliance calendar.
- Maintain and action a committee calendar.
- Assist in responding to compliance-related queries.
- Liaise with clients when required.
- Assist in all compliance matters as required.
Skills & Qualifications
- LPC (Legal Practice Course) or equivalent qualification.
- Bachelor's degree.
- Demonstrated experience in a compliance, regulatory or paralegal role.
- Excellent legal research, analytical and problem-solving skills.
- Outstanding written and verbal communication skills in English.
- High attention to detail and accuracy.
- Strong organisational skills and the ability to manage multiple tasks and deadlines.
- Proficiency in Microsoft Office and Excel.
- Ability to work both independently and collaboratively, with professionalism and discretion.
Why Join Us?
- Excellent opportunity to apply legal training in a compliance-focused environment.
- Supportive organisation with opportunities for professional development.
- Competitive salary.
- Inclusive and collaborative team culture.
Compliance Executive in England employer: Global Investment Strategy UK Ltd
Contact Detail:
Global Investment Strategy UK Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance fields. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your skills align with their needs. We want you to shine, so practice common interview questions and have examples ready to showcase your experience.
✨Tip Number 3
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds. Plus, it’s a great chance to reiterate why you’re the perfect fit!
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you. Tailor your application to highlight your compliance experience and legal training, and let us help you land that dream job!
We think you need these skills to ace Compliance Executive in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Executive role. Highlight your paralegal or junior solicitor experience, and don’t forget to showcase your organisational skills and attention to detail. We want to see how your background fits perfectly with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your legal training makes you a great fit for our team. Keep it engaging and personal – we love to see your personality come through!
Showcase Relevant Skills: In both your CV and cover letter, make sure to highlight your analytical and problem-solving skills. Mention any experience with compliance policies or regulatory reporting, as these are key aspects of the role. We’re looking for someone who can hit the ground running!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re keen on joining our team at StudySmarter. We can’t wait to hear from you!
How to prepare for a job interview at Global Investment Strategy UK Ltd
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations and legal frameworks relevant to the role. Familiarise yourself with key policies and procedures that the company follows, as this will show your genuine interest and preparedness.
✨Showcase Your Organisational Skills
Since the role requires strong organisational abilities, be ready to discuss how you've managed multiple tasks or projects in the past. Prepare examples that highlight your attention to detail and ability to meet deadlines.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think of situations where you had to navigate complex regulations or handle compliance issues, and be ready to explain your thought process and actions.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions prepared about the company's compliance culture or specific challenges they face. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.
