At a Glance
- Tasks: Ensure our firm meets all legal and regulatory standards while conducting audits and providing compliance training.
- Company: Join a leading regional firm dedicated to maintaining high compliance standards in the legal sector.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Be part of a team that values integrity and compliance, making a real impact in the legal field.
- Qualifications: Must have experience as a Compliance Officer in a legal setting and knowledge of relevant regulations.
- Other info: Ideal for adaptable team players ready to tackle challenges in a fast-paced environment.
The predicted salary is between 43200 - 72000 £ per year.
This role is to assist a regionally leading firm in ensuring that the firm complies with all of its regulatory and legal obligations including, the SRA Standards and Regulations, the Anti Money Laundering Regulations and Lexcel. To fulfil the role your main tasks and responsibilities will be- Reviewing, updating, maintaining and developing the firm’s risk and compliance policies and procedures Conducting compliance audits and assessments Providing in-house compliance guidance and training to all employees on Money Laundering Dealing with day to day queries arising during client onboarding and general money laundering queries Assisting the Finance Department in ensuring continued compliance with AML regulations Assisting our COLP and COFA officers as relevant to ensure firm wide compliance Keeping up to date with all regulatory developments affecting the legal sector Assisting our COLP and MLRO officers in investigating and addressing any compliance breaches Liaising with the SRA and other regulatory bodies where necessary Acting in the best interests of the firm at all times The successful professional will hold the following attributes – Proven experience as a Compliance Officer within the Legal Environment Expert knowledge of SRA Standards and Regulations and Anti Money Laundering Regulations Team player, able to adapt to a fast-paced environmen…
Legal Compliance Manager employer: Gleeson Recruitment Group
Contact Detail:
Gleeson Recruitment Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal Compliance Manager
✨Tip Number 1
Familiarize yourself with the latest SRA Standards and Regulations as well as Anti Money Laundering Regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance in the legal sector.
✨Tip Number 2
Network with professionals in the legal compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities at firms like ours.
✨Tip Number 3
Stay updated on recent compliance breaches and regulatory changes within the legal sector. Being knowledgeable about current events will show your proactive approach and readiness to tackle compliance challenges.
✨Tip Number 4
Prepare to discuss real-life scenarios where you've successfully navigated compliance issues. Sharing specific examples during your conversation with us will highlight your experience and problem-solving skills.
We think you need these skills to ace Legal Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Legal Compliance Manager position. Understand the key responsibilities and required qualifications, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasize your proven experience as a Compliance Officer within the legal environment. Provide specific examples of how you've handled compliance audits, developed policies, or provided training.
Showcase Your Knowledge: Demonstrate your expert knowledge of SRA Standards and Regulations and Anti Money Laundering Regulations. Mention any relevant certifications or training that support your expertise in these areas.
Tailor Your Application: Customize your cover letter to reflect your understanding of the firm's needs and how you can contribute to their compliance efforts. Use language from the job description to show alignment with their expectations.
How to prepare for a job interview at Gleeson Recruitment Group
✨Know Your Regulations
Make sure you have a solid understanding of the SRA Standards and Regulations, as well as Anti Money Laundering Regulations. Be prepared to discuss how these regulations impact the firm's operations and how you can ensure compliance.
✨Showcase Your Experience
Highlight your previous experience as a Compliance Officer in the legal environment. Be ready to provide specific examples of how you've successfully managed compliance audits or developed risk policies in the past.
✨Demonstrate Team Collaboration
Emphasize your ability to work as part of a team, especially in a fast-paced environment. Share examples of how you've collaborated with colleagues to address compliance issues or provide training.
✨Stay Updated on Regulatory Changes
Discuss how you keep yourself informed about the latest regulatory developments affecting the legal sector. This shows your commitment to compliance and your proactive approach to potential challenges.