At a Glance
- Tasks: Support compliance projects and implement processes while liaising with senior colleagues.
- Company: Exciting asset management firm in the heart of London.
- Benefits: Competitive salary, generous bonuses, and hybrid working options.
- Other info: Strong career development opportunities and a dynamic team environment.
- Why this job: Gain hands-on experience and work closely with industry experts.
- Qualifications: 2:1 degree in relevant field; communication skills are key.
The predicted salary is between 30000 - 45000 £ per year.
In this Graduate Compliance Analyst role, you will be reporting to the Senior Compliance Officer whilst working closely alongside the CCO and General Counsel and business analysts. You will be both internal (liaising with UK and international colleagues) and client-facing, so good communication skills are important. The role will also require a keen eye for detail as you'll be responsible for compliance projects and implementing processes involving a significant degree of complexity. The ability to work in a close knit team and exercise discretion with sensitive information is also important. This company offers very strong career development, and there's the opportunity to take on high level legal compliance projects quickly if you impress internally.
Key responsibilities:
- Work with senior colleagues to update and implement a compliance monitoring system, in line with FCA and SEC regulatory requirements, as they embark on an enhancement project of existing systems and procedures.
- Work with senior colleagues to update and implement mandatory policies, procedures, and processes throughout the company in accordance with applicable laws.
- Communicating with internal teams within the business to ensure compliance with policies and regulation.
- Maintenance of restricted securities lists.
- Periodic regulatory filings and investor reporting assistance.
- Maintenance of the various compliance logs.
- Perform AML/ KYC checks.
- Assisting with the periodic regulatory reviews that are required (SEC annual review, investment research review etc.).
- Being guided and supervised by the Senior Compliance Officer in your work.
Requirements:
- 2:1 or above from a top university, ideally in Law, Economics, Maths or relevant degree.
- Some experience in the financial services compliance (especially investment management) is beneficial but not essential.
- Proven track record of accurately implementing processes and owning process improvements.
- Excellent attention to detail.
- Ability to be a proactive and autonomous worker but also to work in a close knit team with senior colleagues.
- Strong written and verbal communication skills.
- Ability to manage workload to meet deadlines.
- Technical skillset a bonus but not required e.g. python, VBA, SQL, etc.
Benefits of the job:
- Competitive starting salary of £30,000 - £45,000 (DOE) + generous bonus structure.
- Fantastic offices in the heart of London.
- Plenty of opportunity for progression and development.
- The chance to work alongside industry experts and learn from the very best in the business.
- Hybrid working options post-probation period (min 3 days a week in office).
- You will be in a small team working directly with C-level managers of one of Europe's most exciting asset managers!
- Opportunity for cross-over exposure with legal due to team structure.
Graduate Compliance Analyst employer: Give a Grad a Go
As a Graduate Compliance Analyst at our prestigious firm in the heart of London, you will benefit from a dynamic work culture that prioritises professional growth and collaboration. With competitive salaries, generous bonuses, and hybrid working options, we offer a supportive environment where you can quickly take on significant compliance projects while learning from industry leaders. Join us to develop your career in a close-knit team that values attention to detail and effective communication.
