Trading Controls Specialist / Lead / Manager (1LoD / Trading Controls & Remediation / CIB)
Location : Hybrid & 2-3 days in London Office
- Hands-on expertise in Trading Controls with 6–9 years of experience in Tier 1/Global Investment Banks, specializing in 1LoD/2LoD control design, framework uplift, and regulatory remediation across front-office and markets environments.
- Should have strong knowledge of Markets & Trading Controls, including booking controls, MAR (Market Abuse Regulation) remediation, Fed Consent Orders, SREP-related controls, market conduct, and front-office supervisory frameworks across CIB, GCT, and BCB.
- Proven ability to perform control gap assessments, design fit-for-purpose front-office controls, translate regulatory/internal requirements into practical actions, and drive 1LoD operating model alignment.
- Strong track record in 2LoD validation, internal audit walkthroughs, preparing robust regulatory closure packs, collating evidence bundles, and managing formal attestation readiness.
- Hands-on experience leading issue closure narratives, challenge responses, risk and control self-assessments (RCSA), and governance reporting across cross-functional remediation streams.
- Proficient in Risk & Control Management Platforms (e.g., ServiceNow IRM/GRC, IBM OpenPages, Archer), Audit/Workflow Tools (e.g., JIRA, Confluence), and data/evidence management systems for tracking and governance reporting.
key Skills : Risk & Control Programme Manager – Trading / Markets / Regulatory Remediation / Trading Controls / 1LoD Business Risk & Control / Commercial & Institutional Banking (CIB), General Corporate Treasury (GCT), or Business & Commercial Banking (BCB) Chief Controls Offices (CCO).
Trading Controls Specialist / Lead / Manager (1LoD / Trading Controls & Remediation / CIB) employer: GIOS Technology
GIOS Technology is an exceptional employer that fosters a collaborative and innovative work culture, perfect for those passionate about cloud observability and monitoring. With a strong emphasis on employee growth, we offer continuous learning opportunities and the chance to work on cutting-edge projects in a hybrid environment across the UK, ensuring a balanced work-life dynamic while contributing to meaningful solutions.
