At a Glance
- Tasks: Lead and manage trading controls, ensuring compliance and effective risk management.
- Company: Join a leading global investment bank with a strong focus on innovation.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Dynamic team environment with a focus on collaboration and career advancement.
- Why this job: Make a significant impact in the fast-paced world of trading and finance.
- Qualifications: 6-9 years of experience in trading controls and regulatory remediation.
The predicted salary is between 70000 - 90000 £ per year.
We are hiring
Trading Controls Specialist / Lead / Manager (1Lo D / Trading Controls & Remediation / CIB)
- Hands-on expertise in Trading Controls with 6–9 years of experience in Tier 1/Global Investment Banks, specializing in 1Lo D/2Lo D control design, framework uplift, and regulatory remediation across front-office and markets environments.
- Should have strong knowledge of Markets & Trading Controls, including booking controls, MAR (Market Abuse Regulation) remediation, Fed Consent Orders, SREP-related controls, market conduct, and front-office supervisory frameworks across CIB, GCT, and BCB.
- Proven ability to perform control gap assessments, design fit-for-purpose front-office controls, translate regulatory/internal requirements into practical actions, and drive 1Lo D operating model alignment.
- Strong track record in 2Lo D validation, internal audit walkthroughs, preparing robust regulatory closure packs, collating evidence bundles, and managing formal attestation readiness.
- Hands-on experience leading issue closure narratives, challenge responses, risk and control self-assessments (RCSA), and governance reporting across cross-functional remediation streams.
- Proficient in Risk & Control Management Platforms (e. g., Service Now IRM/GRC, IBM Open Pages, Archer), Audit/Workflow Tools (e. g., JIRA, Confluence), and data/evidence management systems for tracking and governance reporting.
key Skills : Risk & Control Programme Manager – Trading / Markets / Regulatory Remediation / Trading Controls / 1Lo D Business Risk & Control / Commercial & Institutional Banking (CIB), General Corporate Treasury (GCT), or Business & Commercial Banking (BCB) Chief Controls Offices (CCO).
Trading Controls Specialist / Lead / Manager (1LoD / Trading Controls & Remediation / CIB) in London employer: GIOS Technology
GIOS Technology is an exceptional employer that fosters a collaborative and innovative work culture, perfect for those passionate about cloud observability and monitoring. With a strong emphasis on employee growth, we offer continuous learning opportunities and the chance to work on cutting-edge projects in a hybrid environment across the UK, ensuring a balanced work-life dynamic while contributing to meaningful solutions.
StudySmarter Expert Advice🤫
We think this is how you could land Trading Controls Specialist / Lead / Manager (1LoD / Trading Controls & Remediation / CIB) in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like GIOS Technology. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Trading Controls Specialist / Lead / Manager (1LoD / Trading Controls & Remediation / CIB) in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to GIOS Technology.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on GIOS Technology's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at GIOS Technology
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with GIOS Technology.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at GIOS Technology will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former GIOS Technology employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
