Regional Compliance Manager

Regional Compliance Manager

Full-Time 36000 - 38000 £ / year (est.) Working from home possible
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At a Glance

  • Tasks: Ensure compliance and support for Mortgage Advisers in your region.
  • Company: Tech-focused Mortgage Network with a commitment to excellence.
  • Benefits: Competitive salary, car allowance, additional leave, and work from home options.
  • Other info: Work remotely while enjoying a dynamic and supportive environment.
  • Why this job: Join a growing team and make a real difference in the financial services sector.
  • Qualifications: Two years of compliance experience and a relevant financial services qualification.

The predicted salary is between 36000 - 38000 £ per year.

Regional Compliance Manager Full Time £36,000 - £38,000 per annum with a car allowance of 4k per annum Home based covering Crawley Our client is a technology-focused Mortgage Network, offering support services to Mortgage and Protection Advisers.

Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance Professionals, whatever their size or location, using market-leading technology.

Following the growth in adviser numbers, they are looking to grow the Regional Compliance Team to continue to provide their firms with high-quality face to face compliance support.

This additional role in the team will be the primary point of contact for Appointed Representatives in an allocated region, managing a risk-based monitoring program to ensure compliance to network standards and regulatory requirements.

The role is designed to ensure Appointed Representatives are, as per FCA guidelines, always 'Treating Customers Fairly' and delivering good customer outcomes.

Experienced required: Minimum two years of experience in a similar role within the financial services sector.

A sound background in compliance monitoring, risk management, and reporting processes.

Knowledge of systems of control and able to follow clearly defined procedures.

Experience of working under pressure, prioritising, and working to tight deadlines.

Qualifications: Ce MAP or equivalent professional financial services qualification as a minimum.

Ce RER - desirable A full UK driving licence is also essential.

Benefits: £36,000 - £38,000 per annum with a car allowance of 4k per annum Additional leave Sick pay Work from home As our client is unable to sponsor you for this role, you must be eligible to work within the UK, and you will be asked to confirm this prior to any interview.

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Regional Compliance Manager employer: Get Staffed Online Recruitment

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Contact Details:

Get Staffed Online Recruitment Recruitment Team

We think you need these skills to ace Regional Compliance Manager

Compliance Monitoring
Risk Management
Reporting Processes
Knowledge of FCA Guidelines
Customer Outcome Delivery
Ability to Follow Procedures
Time Management