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- Tasks: Ensure compliance with regulations and promote a strong compliance culture.
- Company: Join Tradex, a leader in compliance management.
- Benefits: Enjoy a competitive salary, private medical insurance, and generous annual leave.
- Why this job: Make a real impact in compliance while working remotely with occasional travel.
- Qualifications: Experience in compliance within regulated environments and strong analytical skills.
- Other info: Opportunity for career growth and a yearly bonus.
The predicted salary is between 36000 - 60000 £ per year.
The role is largely remote with occasional travel. We are seeking an experienced Senior Compliance Manager to join Tradex and assist the Compliance Function in achieving its core objective of ensuring we comply with all relevant regulations whilst promoting a strong and effective compliance culture. The role holder is responsible for supporting the Director of Compliance in managing regulatory relationships, SMCR records and regulatory submissions, oversight of Financial Crime activity through the Financial Crime Framework, preparing and reviewing Compliance policies and preparing regular compliance reporting for Management, Boards and Committees.
Key Accountabilities & Responsibilities
- Provide support to executives and the Director of Compliance in managing regulatory relationships through briefings and proactive engagement management.
- Manage Group SMCR records and actions including agreeing and updating Management Responsibilities Map and Statements of Responsibilities.
- Prepare regular compliance reporting to Boards/Committees.
- Oversee review and submission of all Regulatory reporting, applications and notifications.
- Prepare Compliance related Group Policies and review existing policies on a regular basis eg: Financial Crime, Whistleblowing.
- Oversee implementation and monitoring of the Governance Risk and Compliance Training Plan.
Skills, Experience & Knowledge
- Experience in a compliance function within a regulated environment.
- Exposure to Senior Management and EXCO’s.
- Managing SMCR records.
- Compliance Reporting.
- Excellent knowledge of FCA/PRA regulation.
- Excellent verbal and written communication skills.
- Good understanding of 3LOD.
- Strong analytical skills.
- Problem solving ability.
- High attention to detail.
- Highly proficient in Microsoft WORD, Excel and PowerPoint.
Why us? What we offer in return?
- Pension contribution 5% or more by employee, 10% employer.
- Opportunity for yearly bonus.
- Private Medical Insurance.
- 28 days annual leave plus Bank Holidays.
- Life Assurance 4x annual salary.
Senior Compliance Manager employer: GerrardWhite
Contact Detail:
GerrardWhite Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Senior Compliance Manager role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA/PRA regulations and recent compliance trends. We want you to be the go-to expert in the room, so show off your knowledge and confidence when discussing compliance policies and frameworks.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for openings at Tradex and tailor your approach to highlight how you can enhance their compliance culture.
✨Tip Number 4
Follow up after interviews! A quick thank-you email reiterating your interest in the role and summarising how your skills match their needs can keep you top of mind. We believe a little courtesy goes a long way!
We think you need these skills to ace Senior Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance functions and any relevant regulatory knowledge. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our culture at Tradex. Keep it engaging and relevant to the job description.
Showcase Your Communication Skills: Since excellent verbal and written communication skills are key for this role, make sure your application reflects that. Use clear language and structure your documents well to demonstrate your attention to detail.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at GerrardWhite
✨Know Your Regulations
Make sure you brush up on FCA and PRA regulations before the interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also proactive about staying updated.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think of examples from your past experience where you successfully navigated regulatory challenges or improved compliance processes.
✨Showcase Your Communication Skills
Since the role involves liaising with senior management and boards, practice articulating complex compliance concepts clearly and concisely. You might even want to prepare a brief presentation on a compliance topic to demonstrate your communication prowess.
✨Highlight Your Analytical Skills
Be ready to discuss how you approach problem-solving in compliance situations. Share examples where your analytical skills led to effective solutions, especially in managing SMCR records or compliance reporting.
