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For Companies At a Glance
- Tasks: Shape and strengthen compliance frameworks while managing regulatory obligations.
- Company: Fast-growing UK law firm with a strong focus on risk management.
- Benefits: Competitive salary, pension scheme, private healthcare, and flexible working options.
- Why this job: Make a real impact in a strategic role with clear career progression.
- Qualifications: Degree in Law or Business and significant risk & compliance experience.
- Other info: Join a dynamic team with opportunities for professional development.
The predicted salary is between 36000 - 60000 £ per year.
A leading and fast-growing UK law firm is seeking a Senior Risk & Compliance Manager to join its established Risk team. This is a key strategic role, offering the opportunity to shape and strengthen the firm’s compliance framework while supporting continued growth.
The Risk team plays a central role in managing the firm’s regulatory obligations, including anti-money laundering (AML), file review programmes, and annual quality assessments. As Senior Risk & Compliance Manager, you will work closely with the Head of Risk & Compliance to develop, implement, and oversee robust risk management and compliance frameworks. You’ll collaborate with stakeholders across the firm to embed a strong culture of compliance and ensure adherence to all regulatory requirements. This position offers clear scope for career progression as the team expands.
Key Responsibilities
- Support the development and maintenance of the firm’s risk management strategy, policies, and procedures
- Ensure compliance with relevant frameworks, including SRA Standards & Regulations and applicable legislation
- Conduct firm-wide risk assessments and implement mitigation strategies
- Design and deliver compliance training (AML, sanctions, anti-bribery & corruption, confidentiality, etc.)
- Oversee client onboarding referrals, including due diligence and conflict checks
- Monitor regulatory developments and advise senior stakeholders on implications
- Assist in managing relationships with regulators, auditors, and insurers
- Coordinate responses to regulatory enquiries and investigations
- Prepare reports for senior leadership, highlighting risks, incidents, and actions
- Maintain the firm’s risk register, business continuity plans, and incident response processes
About You
- Degree in Law, Business, or a related field
- Significant experience in a risk & compliance role within a law firm
- Strong knowledge of:
- SRA regulations
- AML and sanctions legislation (MLR 2017, POCA 2002)
- UK GDPR and Data Protection Act 2018
What’s on Offer
- Competitive salary (dependent on experience)
- Pension scheme
- Private healthcare
- Professional development support
- Flexible/hybrid working
- Clear progression opportunities within a growing firm
Senior Risk and Compliance Manager in London employer: GerrardWhite
Contact Detail:
GerrardWhite Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Risk and Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field and let them know you're on the hunt for a Senior Risk & Compliance Manager role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SRA regulations and AML legislation. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it comes to compliance frameworks.
✨Tip Number 3
Don’t just apply anywhere—focus on firms that align with your values and career goals. Use our website to find roles that excite you and fit your skills, and tailor your approach to each firm’s culture and needs.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show your genuine interest in the role and the firm.
We think you need these skills to ace Senior Risk and Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Risk & Compliance Manager role. Highlight your experience in risk management and compliance, especially within a law firm. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Share specific examples of how you've developed compliance frameworks or managed regulatory obligations in the past.
Showcase Your Knowledge: We’re looking for someone with a strong grasp of SRA regulations and AML legislation. Make sure to mention any relevant qualifications or experiences that demonstrate your expertise in these areas in your application.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at GerrardWhite
✨Know Your Regulations
Make sure you brush up on the SRA Standards & Regulations, AML legislation, and UK GDPR. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in practice.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully implemented compliance frameworks or conducted risk assessments. This will help demonstrate your hands-on experience and problem-solving skills to the interviewers.
✨Engage with Stakeholders
Think about how you’ve collaborated with different teams in previous positions. Be ready to share how you’ve influenced senior stakeholders and fostered a culture of compliance within your organisation.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s current compliance challenges or future regulatory developments. This shows your genuine interest in the role and helps you understand how you can contribute to their success.