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- Tasks: Support compliance management and ensure adherence to regulations while promoting a strong compliance culture.
- Company: Join Tradex, a forward-thinking company prioritising compliance and integrity.
- Benefits: Enjoy a competitive salary, private medical insurance, and generous annual leave.
- Why this job: Make a real impact in compliance while working remotely with occasional travel.
- Qualifications: Experience in compliance within regulated environments and strong communication skills.
- Other info: Opportunity for career growth and engagement with senior management.
The predicted salary is between 48000 - 72000 £ per year.
The role is largely remote with occasional travel. We are seeking an experienced Senior Compliance Manager to join Tradex and assist the Compliance Function in achieving its core objective of ensuring we comply with all relevant regulations whilst promoting a strong and effective compliance culture.
The role holder is responsible for supporting the Director of Compliance in managing regulatory relationships, SMCR records and regulatory submissions, oversight of Financial Crime activity through the Financial Crime Framework, preparing and reviewing Compliance policies and preparing regular compliance reporting for Management, Boards and Committees.
Key Accountabilities & Responsibilities- Provide support to executives and the Director of Compliance in managing regulatory relationships through briefings and proactive engagement management.
- Manage Group SMCR records and actions including agreeing and updating Management Responsibilities Map and Statements of Responsibilities.
- Prepare regular compliance reporting to Boards/Committees.
- Oversee review and submission of all Regulatory reporting, applications and notifications.
- Prepare Compliance related Group Policies and review existing policies on a regular basis eg: Financial Crime, Whistleblowing.
- Oversee implementation and monitoring of the Governance Risk and Compliance Training Plan.
- Experience in a compliance function within a regulated environment.
- Exposure to Senior Management and EXCO’s.
- Managing SMCR records.
- Compliance Reporting.
- Excellent knowledge of FCA/PRA regulation.
- Excellent verbal and written communication skills.
- Good understanding of 3LOD.
- Strong analytical skills.
- Problem solving ability.
- High attention to detail.
- Highly proficient in Microsoft WORD, Excel and PowerPoint.
- Pension contribution 5% or more by employee, 10% employer.
- Opportunity for yearly bonus.
- Private Medical Insurance.
- 28 days annual leave plus.
Senior Compliance Manager in London employer: GerrardWhite
Contact Detail:
GerrardWhite Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Senior Compliance Manager role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA/PRA regulations and recent compliance trends. We want you to be the go-to expert in the room, so practice articulating your experience with regulatory relationships and compliance reporting.
✨Tip Number 3
Showcase your analytical skills! During interviews, share specific examples of how you've tackled compliance challenges in the past. This will demonstrate your problem-solving ability and attention to detail, which are crucial for the role.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance functions and any relevant regulatory knowledge. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Communication Skills: Since excellent verbal and written communication skills are key for this role, make sure your application reflects that. Use clear language and structure your documents well. We appreciate clarity and professionalism!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at GerrardWhite
✨Know Your Regulations
Make sure you brush up on FCA and PRA regulations before the interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you’re passionate about it too.
✨Showcase Your Communication Skills
Since the role involves liaising with senior management and boards, practice articulating your thoughts clearly. Prepare examples of how you've effectively communicated complex compliance issues in the past.
✨Demonstrate Analytical Thinking
Be ready to discuss specific instances where your analytical skills made a difference in compliance reporting or problem-solving. Use the STAR method (Situation, Task, Action, Result) to structure your responses.
✨Prepare Questions for Them
Think of insightful questions to ask about their compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
