Senior Compliance Manager

Senior Compliance Manager

Full-Time 36000 - 60000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Support compliance management and ensure adherence to regulations while promoting a strong compliance culture.
  • Company: Join Tradex, a leading UK-based General Insurer with a collaborative environment.
  • Benefits: Enjoy a competitive salary, pension contributions, private medical insurance, and 28 days annual leave.
  • Why this job: Make a real impact in compliance while working remotely and engaging with senior management.
  • Qualifications: Experience in compliance within regulated environments and strong analytical skills required.
  • Other info: Opportunity for career growth and yearly bonuses in a dynamic industry.

The predicted salary is between 36000 - 60000 £ per year.

This role is largely remote with occasional travel. We are seeking an experienced Senior Compliance Manager to join Tradex and assist the Compliance Function in achieving its core objective of ensuring we comply with all relevant regulations whilst promoting a strong and effective compliance culture.

The role holder is responsible for supporting the Director of Compliance in managing regulatory relationships, SMCR records and regulatory submissions, oversight of Financial Crime activity through the Financial Crime Framework, preparing and reviewing Compliance policies and preparing regular compliance reporting for Management, Boards and Committees.

Key Accountabilities & Responsibilities:
  • Provide support to executives and the Director of Compliance in managing regulatory relationships through briefings and proactive engagement management.
  • Manage Group SMCR records and actions including agreeing and updating Management Responsibilities Map and Statements of Responsibilities.
  • Prepare regular compliance reporting to Boards/Committees.
  • Oversee review and submission of all Regulatory reporting, applications and notifications.
  • Prepare Compliance related Group Policies and review existing policies on a regular basis e.g. Financial Crime, Whistleblowing.
  • Oversee implementation and monitoring of the Governance Risk and Compliance Training Plan.
Skills, Experience & Knowledge:
  • Experience in a compliance function within a regulated environment.
  • Exposure to Senior Management and EXCOs.
  • Managing SMCR records.
  • Compliance Reporting.
  • Excellent knowledge of FCA/PRA regulation.
  • Excellent verbal and written communication skills.
  • Good understanding of 3LOD.
  • Strong analytical skills.
  • Problem solving ability.
  • High attention to detail.
  • Highly proficient in Microsoft WORD, Excel and PowerPoint.

Tradex Insurance Company PLC is a UK-based General Insurer that underwrites commercial and personal lines insurance products.

What we offer in return? Pension contribution 5% or more by employee, 10% employer, opportunity for yearly bonus, private medical insurance, 28 days annual leave plus Bank Holidays, life assurance 4x annual salary.

Senior Compliance Manager employer: Gerrard White

Tradex Insurance Company PLC is an exceptional employer that prioritises a strong compliance culture while offering a largely remote working environment, allowing for flexibility and work-life balance. Employees benefit from a comprehensive package including a generous pension contribution, private medical insurance, and 28 days of annual leave, fostering both personal and professional growth. With opportunities for engagement with senior management and a commitment to employee development, Tradex stands out as a rewarding place to build a meaningful career in compliance.
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Contact Detail:

Gerrard White Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Manager

✨Tip Number 1

Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of FCA/PRA regulations. Make sure you can discuss how your experience aligns with the responsibilities of a Senior Compliance Manager, especially around managing regulatory relationships.

✨Tip Number 3

Showcase your analytical skills! Be ready to share examples of how you've tackled compliance challenges in the past. This will demonstrate your problem-solving ability and attention to detail, which are key for this role.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to connect directly with us.

We think you need these skills to ace Senior Compliance Manager

Regulatory Compliance
SMCR Management
Compliance Reporting
FCA/PRA Regulation Knowledge
Verbal Communication Skills
Written Communication Skills
Analytical Skills
Problem-Solving Ability
Attention to Detail
Microsoft Word Proficiency
Microsoft Excel Proficiency
Microsoft PowerPoint Proficiency
Governance Risk and Compliance Training
Financial Crime Framework Understanding

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance functions and any relevant regulatory knowledge. We want to see how your skills match what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team at Tradex. Share specific examples of your past experiences that relate to the key accountabilities mentioned in the job description.

Showcase Your Communication Skills: Since excellent verbal and written communication skills are crucial for this role, make sure your application reflects that. Keep your language clear and professional, and double-check for any typos or errors before hitting send!

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team!

How to prepare for a job interview at Gerrard White

✨Know Your Regulations

Make sure you brush up on FCA and PRA regulations before the interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you’re also proactive about staying updated.

✨Prepare Real-Life Examples

Think of specific instances where you've managed regulatory relationships or handled compliance reporting. Sharing these examples will demonstrate your experience and problem-solving skills, making you a more compelling candidate.

✨Showcase Your Communication Skills

Since this role involves preparing reports for Boards and Committees, practice articulating complex compliance concepts clearly and concisely. This will highlight your excellent verbal and written communication skills, which are crucial for the position.

✨Demonstrate Attention to Detail

Bring along a few examples of compliance policies you’ve prepared or reviewed. Discussing your approach to ensuring accuracy and thoroughness will underline your high attention to detail, a key requirement for the Senior Compliance Manager role.

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