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- Tasks: Support regulatory compliance management and risk assessment in a dynamic environment.
- Company: Join Gemini, a leader in financial crime prevention and compliance innovation.
- Benefits: Enjoy competitive salary, equity incentives, generous holidays, and professional development.
- Why this job: Be part of a diverse team tackling real-world challenges in the crypto space.
- Qualifications: 7+ years in financial services with compliance leadership experience required.
- Other info: This role is based in London and requires an EU work permit.
The predicted salary is between 43200 - 72000 £ per year.
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Senior Associate, Regulatory Compliance, London
Client:
GEMINI
Location:
London, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Reference:
f2a508c8aaba
Job Views:
8
Posted:
22.06.2025
Expiry Date:
06.08.2025
Job Description:
Department: Compliance
Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting-edge tools and processes.
The Role: Senior Associate, Regulatory Compliance
This role supports the Head of Regulation and Compliance (“RC”) of Gemini UK, focusing on regulatory compliance management, risk assessment, and monitoring workstreams, under supervision.
The individual will stay updated on regulatory changes, especially in crypto assets and e-money, to facilitate proactive communication within the business. This role reports directly to the Head of Regulation and Compliance.
Responsibilities:
- Advise the business on regulatory compliance matters, sharing best practices and expectations.
- Assist in preparing documents for FCA supervisory requests.
- Gather information for compliance reporting, developing accurate management information.
- Identify, evaluate, monitor, and mitigate compliance risks following Gemini’s CRA and CMP.
- Review and support the delivery of annual compliance training.
- Maintain and update compliance policies and procedures regularly.
- Identify compliance vulnerabilities and develop corrective actions.
- Monitor regulatory developments and advise on necessary actions.
- Collaborate cross-functionally to ensure effective risk controls and identify emerging risks.
- Implement recommendations from audits and regulators.
- Build and maintain relationships with business unit leads across Gemini.
Minimum Qualifications:
- 7+ years in financial services, especially in a compliance leadership role.
- Experience in regulatory consultancy within payments/e-money sectors.
- Operational knowledge of compliance programs and UK regulatory requirements.
- Effective communication skills with stakeholders at all levels.
Preferred Qualifications:
- Regulatory compliance qualifications such as CISI or ICA diploma.
Benefits:
- Competitive salary and long-term equity incentives.
- Up to 28 paid holidays plus public holidays.
- Retirement plan matching, parental leave, health plans.
- Training and professional development opportunities.
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Senior Associate, Regulatory Compliance employer: Gemini
Contact Detail:
Gemini Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate, Regulatory Compliance
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in the crypto and e-money sectors. This knowledge will not only help you in interviews but also demonstrate your proactive approach to compliance management.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in financial services and regulatory consultancy. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and how you've successfully navigated complex regulatory environments will set you apart.
✨Tip Number 4
Showcase your ability to collaborate cross-functionally by sharing examples of how you've worked with different teams to implement compliance measures. This is crucial for the role at Gemini, where teamwork is key.
We think you need these skills to ace Senior Associate, Regulatory Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory compliance, especially within financial services. Emphasise your leadership roles and any specific achievements related to compliance management and risk assessment.
Craft a Strong Cover Letter: In your cover letter, address how your background aligns with the responsibilities of the Senior Associate role. Mention your familiarity with UK regulatory requirements and your proactive approach to compliance issues, particularly in the crypto assets sector.
Showcase Relevant Experience: When detailing your work history, focus on your 7+ years of experience in compliance leadership. Include specific examples of how you've advised businesses on regulatory matters and implemented compliance training or policies.
Highlight Communication Skills: Since effective communication is crucial for this role, provide examples of how you've successfully collaborated with stakeholders at various levels. This could include instances where you’ve built relationships or communicated complex regulatory changes clearly.
How to prepare for a job interview at Gemini
✨Know Your Regulations
Make sure you have a solid understanding of the current regulatory landscape, especially regarding crypto assets and e-money. Familiarise yourself with recent changes and how they impact compliance practices, as this will demonstrate your proactive approach to the role.
✨Showcase Your Experience
With over 7 years in financial services, be prepared to discuss specific examples from your past roles that highlight your compliance leadership skills. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities in compliance situations. Think about potential compliance vulnerabilities and how you would address them, as well as how you would implement corrective actions.
✨Emphasise Cross-Functional Collaboration
This role requires collaboration across various business units. Be ready to discuss how you've successfully worked with different teams in the past to ensure effective risk controls and compliance. Highlight any specific projects or initiatives where you played a key role.
