At a Glance
- Tasks: Provide regulatory risk advisory services and ensure compliance across the Bank.
- Company: Gatehouse Bank, a modern UK challenger bank with strong ethical values.
- Benefits: 25 days holiday, private medical insurance, pension plan, and more.
- Other info: Hybrid working policy allows flexibility to work from home up to 3 days a week.
- Why this job: Join a dynamic team and make a real impact on compliance and regulatory culture.
- Qualifications: Advanced understanding of home finance products and regulatory standards.
The predicted salary is between 50000 - 60000 € per year.
About Gatehouse Bank Founded in 2007, Gatehouse Bank is a UK challenger bank built on Shariah principles. With offices in London, Milton Keynes, Birmingham and Wilmslow, we provide ethical savings products and residential property finance, as well as expertise in UK real estate investment. We’re proud to combine strong values with a modern, customer-first approach.
The role You'll be providing independent 2nd Line of Defence regulatory risk advisory services, oversight, and assurance across the Bank, and ensuring that effective compliance oversight is maintained and that the Bank and its colleagues continue to meet all regulatory obligations. You'll sit as part of our Compliance team, but also work closely with our Risk teams to form our 2LoD.
What you'll be doing:
- Supporting the development and ongoing maintenance of the Bank’s compliance framework, monitoring activities, and regulatory approach, helping to ensure key risks are identified, managed, and reported effectively.
- Providing Compliance SME support across projects and regulatory matters, including Conduct and Prudential topics, while contributing to policy updates, regulatory change initiatives, and horizon scanning activities.
- Helping to promote a strong culture of compliance and regulatory awareness across the Bank, including supporting the Bank’s responsibilities under the Senior Managers & Certification Regime.
- Carrying out and supporting compliance monitoring reviews, thematic assessments, and sample testing to assess adherence to regulatory requirements and good customer outcomes.
- Identifying and escalating potential compliance or conduct risks, tracking remediation actions, and supporting the production of MI and reporting for senior management, committees, and regulators.
What we're looking for:
- Advanced understanding of home purchase plan products (inc. Secured financing), and unregulated home finance business.
- A strong regulatory risk awareness with ability to identify issues requiring escalation and propose practical resolutions.
- Sound knowledge of regulatory standards and frameworks.
- Experience providing 2nd Line of Defence compliance oversight, including advisory support and challenge to 1LOD.
- CeMAP would be desirable, but not essential.
Please note - the position is office based with a Hybrid Working policy with flexibility to work from home up to 3 days a week. This role can be based from either Wilmslow or Milton Keynes.
What you'll get in return:
- 25 days holiday entitlement increasing with service.
- Pension plan.
- Private medical insurance.
- Dental cover.
- Income protection.
- Life assurance.
- Employee referral bonus.
Gatehouse Bank is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of sex, race, disability, age, sexual orientation, gender reassignment, religion or belief, marital status, or pregnancy and maternity.
Please be advised that we have an appointed recruitment partner, The Curve Group, to manage our recruitment process and give candidates the best possible experience in pursuing a career with Gatehouse Bank. The personal details you have shared with us may be processed by The Curve Group on behalf of Gatehouse Bank. The Curve Group is a Recruitment Services and Human Resources business with a mission to transform the working lives of the people and organisations we work with. We collect and process your personal data for the purpose of providing recruitment and related HR services, in line with our legitimate business interests and legal obligations. We will retain your data for two years from the last point of contact, after which it will be securely deleted unless you request otherwise. For more details about how we handle your personal data and your rights, please see our full Privacy Policy.
Senior Compliance Officer employer: Gatehouse Bank Plc.
Gatehouse Bank is an exceptional employer that champions a strong culture of compliance and ethical banking, offering a supportive work environment in either Wilmslow or Milton Keynes. With a competitive benefits package, including private medical insurance and a generous holiday entitlement, employees are encouraged to grow professionally while enjoying a flexible hybrid working policy. The bank's commitment to diversity and inclusion further enhances its appeal as a workplace where every individual can thrive.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings or even a referral. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for those interviews! Research Gatehouse Bank and its compliance framework thoroughly. Be ready to discuss how your experience aligns with their values and regulatory needs. Show them you’re not just another candidate!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, you’ll be one step closer to joining a team that values compliance and ethical banking.
We think you need these skills to ace Senior Compliance Officer
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your experience with regulatory risk and compliance frameworks, as well as any relevant projects you've worked on. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention your understanding of home purchase plan products and any experience in 2nd Line of Defence oversight.
Showcase Your Regulatory Knowledge:In your application, demonstrate your advanced understanding of regulatory standards and frameworks. We’re keen to see how you identify risks and propose solutions, so don’t hold back on sharing specific examples from your past roles.
Apply Through Our Website:We encourage you to apply through our website for the best experience. It’s straightforward and ensures your application gets to us directly. Plus, it shows you’re proactive and keen to join our team at Gatehouse Bank!
How to prepare for a job interview at Gatehouse Bank Plc.
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of regulatory standards and frameworks, especially those related to home purchase plans and unregulated home finance. Being able to discuss these topics confidently will show that you're not just familiar with the basics but can also provide valuable insights.
✨Showcase Your Risk Awareness
Prepare examples from your past experience where you've identified compliance or conduct risks and how you proposed practical resolutions. This will demonstrate your ability to think critically and act decisively, which is crucial for a Senior Compliance Officer.
✨Understand the 2LoD Role
Familiarise yourself with the responsibilities of the 2nd Line of Defence in compliance oversight. Be ready to discuss how you would support the development of the Bank’s compliance framework and contribute to monitoring activities. This shows that you understand the role's importance within the broader risk management strategy.
✨Cultural Fit Matters
Gatehouse Bank values a strong culture of compliance and regulatory awareness. Think about how you can promote this culture and be prepared to share your ideas during the interview. Showing that you align with their values will make you a more attractive candidate.