Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead a Compliance team and advise on regulatory obligations in asset management.
- Company: Prestigious investment management firm with a strong global reputation.
- Benefits: Hybrid working, competitive salary, and exposure to diverse fund structures.
- Other info: Collaborative culture with opportunities for professional growth and development.
- Why this job: Join a dynamic environment and make a real impact on compliance frameworks.
- Qualifications: Around ten years of experience in asset management and strong regulatory knowledge.
The predicted salary is between 80000 - 100000 £ per year.
We are working with a highly regarded investment management firm to appoint a Compliance Consultant for a twelve month contract within its Core Compliance function. This is an excellent opportunity to join a well-established organisation with a strong reputation in the asset management sector and a broad global footprint, offering exposure to multiple jurisdictions and fund structures.
The role carries significant responsibility, including leading and developing a Core Compliance team and acting as a key advisor to the business on regulatory obligations, policies, and procedures. The successful candidate will play a central role in ensuring that compliance frameworks remain robust, up to date, and aligned with evolving regulatory expectations, while also supporting business initiatives and strategic projects from a compliance perspective.
A core element of the position will be both advisory work and ownership and oversight of a risk-based Compliance Monitoring Programme. This includes ensuring effective monitoring of regulatory adherence, maintaining accurate records, delivering insightful management information, and escalating issues where appropriate. The individual will also contribute to regulatory change implementation, support regulatory reporting requirements, and be involved in a range of broader compliance activities such as financial promotions oversight, conflicts of interest management, and fund-related compliance matters.
We are seeking candidates with around ten years experience within asset management, including exposure to retail products. Prior management experience, along with a proven ability to operate effectively in a senior, business-facing role is essential. A solid understanding of market regulations, including frameworks such as EMIR and MiFID, is required, alongside a demonstrable track record of working within complex, multi-jurisdictional environments.
The ideal candidate will bring excellent communication skills, strong attention to detail, and the ability to exercise sound judgment independently. They will be collaborative in approach, capable of influencing stakeholders at all levels, and committed to maintaining the highest standards of integrity and professionalism.
This is a compelling opportunity for an experienced compliance professional who would be interested in working within a dynamic and intellectually engaging environment. Hybrid working on offer too.
Interim Compliance Consultant - Prestigious Asset Manager ( West End) employer: Garkal International
Contact Detail:
Garkal International Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Compliance Consultant - Prestigious Asset Manager ( West End)
✨Network Like a Pro
Get out there and connect with people in the asset management sector. Attend industry events, join relevant LinkedIn groups, and don’t be shy about reaching out to former colleagues or mentors. You never know who might have a lead on your next big opportunity!
✨Show Off Your Expertise
When you get the chance to chat with potential employers, make sure to highlight your experience with compliance frameworks like EMIR and MiFID. Share specific examples of how you've navigated complex regulatory environments and contributed to compliance initiatives. This will show them you're the real deal!
✨Prepare for the Interview
Do your homework before any interview. Understand the company’s compliance challenges and think about how your skills can help. Prepare questions that demonstrate your knowledge of their operations and show that you’re genuinely interested in contributing to their success.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged in the process. Let’s get you that interim compliance consultant role!
We think you need these skills to ace Interim Compliance Consultant - Prestigious Asset Manager ( West End)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences that align with the Compliance Consultant role. Highlight your experience in asset management, especially with retail products, and any relevant regulatory frameworks like EMIR and MiFID.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you're the perfect fit for this position. Share examples of how you've successfully navigated compliance challenges and contributed to compliance frameworks in previous roles.
Showcase Your Communication Skills: Since this role involves advising stakeholders at all levels, make sure to demonstrate your excellent communication skills in your application. Use clear and concise language, and consider including examples of how you've influenced decisions in past positions.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. This way, we can ensure your application gets the attention it deserves and you can easily track your progress!
How to prepare for a job interview at Garkal International
✨Know Your Regulations
Make sure you brush up on key regulations like EMIR and MiFID before the interview. Being able to discuss these frameworks confidently will show that you’re not just familiar with compliance, but that you truly understand the nuances of the asset management sector.
✨Showcase Your Leadership Skills
Since this role involves leading a Core Compliance team, be prepared to share examples of your past management experiences. Highlight how you've developed teams and influenced stakeholders, as this will demonstrate your capability to take charge in a senior role.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about past challenges you've faced and how you navigated them, especially in multi-jurisdictional environments. This will help you illustrate your sound judgment and attention to detail.
✨Emphasise Your Collaborative Approach
The ideal candidate is described as collaborative, so be ready to discuss how you’ve worked with various teams in the past. Share specific instances where your communication skills helped bridge gaps between departments or influenced decision-making processes.