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- Tasks: Advise on compliance matters and oversee risk-based monitoring programmes.
- Company: Prestigious asset manager with a strong reputation in the industry.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Collaborative environment with senior stakeholders and exciting projects.
- Why this job: Join a values-driven firm and make a real impact on compliance practices.
- Qualifications: Experience in compliance, FCA knowledge, and asset management background.
The predicted salary is between 60000 - 80000 £ per year.
Prestigious asset manager with significant AUM seeks an experienced Compliance professional for a twelve month fixed term contract to join its highly regarded compliance function. This role will encompass being a trusted adviser to the business, providing practical, proportionate guidance on regulatory obligations, internal policies, and conduct matters across the firm.
You will work closely with senior stakeholders and project teams, advising on new initiatives, regulatory change, and day‑to‑day compliance queries, while overseeing the delivery of a risk‑based Compliance Monitoring Programme. The role also includes maintaining and enhancing compliance policies and procedures, supporting financial promotions approval, funds‑related compliance work, regulatory reporting, and contributing to compliance training.
This opportunity is well suited to a confident and collaborative compliance professional with strong FCA regulatory knowledge, asset management/wealth management experience, and a genuine interest in partnering with the business to enable compliant, well‑judged decision‑making within a values‑driven investment firm. Hybrid working too.
Compliance Manager - Asset Manager , West End ( 12 month Fixed Term contract) in City of London employer: Garkal International
Contact Detail:
Garkal International Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Asset Manager , West End ( 12 month Fixed Term contract) in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management sector and let them know you're on the lookout for a Compliance Manager role. You never know who might have the inside scoop on opportunities or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your FCA regulatory knowledge. Make sure you can discuss how you've navigated compliance challenges in the past and how you can bring that experience to the table. Confidence is key!
✨Tip Number 3
Showcase your collaborative spirit! In your conversations, highlight examples of how you've worked with senior stakeholders and project teams. This will demonstrate that you’re not just a compliance expert but also a team player who can drive compliant decision-making.
✨Tip Number 4
Don't forget to apply through our website! We’ve got loads of resources to help you land that Compliance Manager gig. Plus, it shows you're serious about joining our values-driven investment firm.
We think you need these skills to ace Compliance Manager - Asset Manager , West End ( 12 month Fixed Term contract) in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Compliance Manager role. Highlight your FCA regulatory knowledge and any relevant asset management experience to show us you’re the right fit.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you’re passionate about compliance and how you can contribute to our values-driven investment firm. Be specific about your experience with regulatory obligations and internal policies.
Showcase Your Collaborative Spirit: Since this role involves working closely with senior stakeholders, emphasise your ability to collaborate and communicate effectively. Share examples of how you've partnered with teams in the past to achieve compliance goals.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Garkal International
✨Know Your Regulations
Make sure you brush up on FCA regulations and compliance standards relevant to asset management. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can apply them practically in your role.
✨Showcase Your Collaborative Spirit
This role requires working closely with senior stakeholders and project teams. Prepare examples of how you've successfully collaborated in the past, highlighting your ability to build relationships and provide practical guidance on compliance matters.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios or regulatory changes. Think through potential challenges you might face in the role and how you would address them, demonstrating your problem-solving skills and proactive approach.
✨Highlight Your Training Experience
Since the role involves contributing to compliance training, be ready to discuss any experience you have in this area. Share examples of how you've developed or delivered training sessions, and how you ensured that the content was engaging and effective for your audience.