Financial Services Regulatory Associate – UK/EU, 2–4 PQE in London

Financial Services Regulatory Associate – UK/EU, 2–4 PQE in London

London Full-Time 60000 - 80000 £ / year (est.) No working from home possible
Gardner Halliday

At a Glance

  • Tasks: Advise on UK and EU regulatory matters for investment managers and financial institutions.
  • Company: Gardner Halliday, a leading US firm in London with a top-notch team.
  • Benefits: Competitive salary, professional development, and exposure to cross-border mandates.
  • Other info: Opportunity to work in a fast-paced environment with excellent career prospects.
  • Why this job: Join a dynamic team and make an impact in the financial services sector.
  • Qualifications: 2–4 years PQE in financial services regulatory law.

The predicted salary is between 60000 - 80000 £ per year.

Gardner Halliday in London is seeking an Associate (2–4 PQE) to join its Financial Services Regulatory practice.

The role focuses on advising on UK and EU regulatory matters for investment managers, private funds and other financial institutions, with exposure to cross-border mandates.

You will work with a first-class team in a US‑firm environment, delivering high‑quality regulatory advice on FCA, PRA, FSMA, and Mi FID II frameworks across borders.

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Financial Services Regulatory Associate – UK/EU, 2–4 PQE in London employer: Gardner Halliday

Gardner Halliday is an exceptional employer, offering Corporate Associates the chance to work on high-profile M&A and private equity transactions in a vibrant City location. With a strong emphasis on professional development, employees benefit from comprehensive training and early responsibility within a collaborative team culture that values innovation and excellence. Joining Gardner Halliday means being part of a prestigious global law firm that prioritises client engagement and fosters career growth.

Gardner Halliday

Contact Details:

Gardner Halliday Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Financial Services Regulatory Associate – UK/EU, 2–4 PQE in London

Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

Get Certified

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Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

Apply Directly and Be Proactive

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We think you need these skills to ace Financial Services Regulatory Associate – UK/EU, 2–4 PQE in London

Regulatory Knowledge
FCA Regulations
PRA Regulations
FSMA Knowledge
MiFID II Framework
Advisory Skills
Cross-Border Regulatory Experience

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Gardner Halliday.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Gardner Halliday's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Gardner Halliday

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Gardner Halliday.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Gardner Halliday will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Gardner Halliday employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.