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- Tasks: Lead quality assurance for KYC processes and regulatory compliance across the UK and EMEA.
- Company: Join a leading bank at the forefront of financial services innovation.
- Benefits: Competitive salary, potential for remote work, and opportunities for professional growth.
- Why this job: Make a real impact on compliance standards while collaborating with top regulators.
- Qualifications: Senior experience in compliance, particularly in KYC and AML within financial services required.
- Other info: Initial 12-month engagement with potential for extension based on performance.
The predicted salary is between 72000 - 108000 £ per year.
A leading bank is looking for a senior leader to head their function across the UK and EMEA. This is a pivotal 2nd Line of Defense role, accountable for oversight of client lifecycle processes (KYC/EDD), regulatory remediation, and managing Skilled Person (s166) reviews.
You will drive quality assurance strategy, lead regulatory interactions, and support the continuous enhancement of compliance standards across the region for an initial 12-Months engagement.
Key Responsibilities
- Lead the execution of QA/QC frameworks across KYC, AML, and EDD.
- Act as the senior interface for s166 engagements and regulatory remediation.
- Provide strategic oversight on high-risk client onboarding and ongoing due diligence.
- Collaborate with 1LOD and regional compliance teams to drive continuous improvement.
- Represent the firm in discussions with UK and EU regulators.
- Proven experience in a senior 2LOD compliance role within financial services
- Led a Quality Control and/or Enhanced Due Diligence function
- Strong knowledge of UK/EU AML regulations and regulatory expectations
- Direct experience managing Skilled Person reviews (s166)
- Excellent stakeholder engagement and regulatory communication skills
Rate to be discussed
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Head of Quality Oversight (KYC) employer: G MASS
Contact Detail:
G MASS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Quality Oversight (KYC)
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience in KYC and AML compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Familiarise yourself with the latest UK and EU AML regulations and any recent changes that may impact the role. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving regulatory landscape.
✨Tip Number 3
Prepare to discuss your previous experiences in leading QA/QC frameworks and managing regulatory interactions. Be ready to provide specific examples of how you've driven quality assurance strategies and improved compliance standards in your past roles.
✨Tip Number 4
Showcase your stakeholder engagement skills by preparing to discuss how you've successfully collaborated with various teams, particularly in a 1LOD and compliance context. Highlight any instances where your communication skills led to positive outcomes in regulatory discussions.
We think you need these skills to ace Head of Quality Oversight (KYC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance roles, particularly in KYC and AML. Emphasise any leadership positions you've held and specific achievements related to quality assurance and regulatory interactions.
Craft a Compelling Cover Letter: In your cover letter, clearly articulate why you are the right fit for this role. Discuss your strategic oversight experience and how you've successfully managed high-risk client onboarding and due diligence processes in the past.
Highlight Relevant Skills: Focus on showcasing your knowledge of UK/EU AML regulations and your experience with Skilled Person reviews (s166). Use specific examples to demonstrate your stakeholder engagement and communication skills.
Proofread Your Application: Before submitting, thoroughly proofread your application materials. Ensure there are no grammatical errors or typos, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at G MASS
✨Showcase Your Regulatory Knowledge
Make sure to brush up on UK and EU AML regulations before the interview. Being able to discuss specific regulatory expectations and how they impact KYC processes will demonstrate your expertise and readiness for the role.
✨Highlight Your Leadership Experience
Prepare examples of your previous leadership roles, particularly in 2nd Line of Defense compliance functions. Discuss how you've successfully led teams and driven quality assurance strategies in past positions.
✨Prepare for Stakeholder Engagement Scenarios
Think of instances where you've effectively engaged with stakeholders, especially during regulatory interactions. Be ready to share how you navigated complex discussions and built relationships with regulators.
✨Demonstrate Continuous Improvement Initiatives
Be prepared to talk about specific initiatives you've implemented that led to continuous improvement in compliance standards. This could include examples of how you've enhanced KYC processes or managed remediation efforts.
