At a Glance
- Tasks: Manage compliance for clients, draft policies, and support FCA applications.
- Company: Fundsure, a dynamic compliance consultancy based in London.
- Benefits: Remote work, flexible hours, competitive salary, and hands-on experience with senior leadership.
- Other info: Opportunity for part-time or full-time work with potential for contract extension.
- Why this job: Join a small team making a big impact in the financial services sector.
- Qualifications: 3-5 years of compliance experience in UK financial services, preferably in asset management.
The predicted salary is between 45000 - 55000 £ per year.
Fundsure is a London-based compliance consultancy and Authorised Corporate Service Provider serving FCA-regulated firms, principally asset managers, AIFMs, investment firms and Annex 1 businesses.
We project manage fund launches across UCITS, hedge, credit, real estate, private equity and ETF structures, advise on jurisdiction and service provider selection, act as outsourced COO, support AIFM authorisations, handle FCA authorisations and variations of permission, provide outsourced SMF3/16/17 roles, manage AML registrations and deliver ongoing compliance advisory to a growing client base.
We are a small firm with a senior client list. The work is varied, technical and hands-on, and you will be working directly with the CEO from day one.
The role
We are looking for an experienced compliance professional to take on a substantial share of the day-to-day delivery across our client portfolio.
This is a delivery role, not a supervisory one.
You will draft, review, monitor and prepare; the CEO holds the regulated SMF responsibilities and signs off client-facing output.
The role is fully remote within the UK with occasional meetings in London.
We are open to either a part-time arrangement (two to three days a week) or a full-time six-month fixed-term contract, with scope to extend or convert if the fit is right.
What you will do
- Run compliance monitoring programmes for client firms, including planning, testing, documenting findings and drafting remediation actions.
- Draft and maintain compliance frameworks and policies: compliance manuals, AML/CTF policies and business-wide risk assessments, conflicts, best execution, personal account dealing, financial promotions, CASS and outsourcing arrangements.
- Support FCA applications and notifications: Part 4A authorisations, Annex 1 registrations, variations of permission, SMF and certification applications, and Connect submissions.
- Carry out AML and KYC file reviews, customer due diligence and identity verification work in support of our ACSP obligations.
- Prepare compliance reports and papers for client boards and committees in support of our outsourced SMF roles.
- Monitor regulatory developments (FCA, HM Treasury, JMLSG, Companies House) and turn them into practical client briefings and action points.
- Support Companies House filings and corporate services work for client entities.
- Research discrete regulatory questions and produce clear written advice for review.
- What we are looking for
- Three to five years or more of UK financial services compliance experience, gained in an FCA-regulated firm or a compliance consultancy.
Asset management or investment firm exposure is strongly preferred.
- Working knowledge of the FCA Handbook and the core regimes we deal with daily: AIFMD, Mi FID, SMCR, CASS, and the FSMA perimeter.
- Good knowledge of the Money Laundering Regulations 2017 and JMLSG guidance, including business-wide risk assessments, customer due diligence and enhanced due diligence, PEP and sanctions screening, and the MLRO reporting framework.
- Hands-on experience preparing FCA Annex 1 registration applications, including the business plan, AML framework and controls narrative, and handling FCA case officer queries through to registration.
- Strong drafting. Much of the job is producing documents a client or regulator will read, so you need to write clearly and accurately without heavy editing.
- Experience using FCA Connect and Companies House online services.
- Comfortable working independently and remotely, managing several client workstreams at once and knowing when to elevate.
- UK-based with the right to work in the UK, and able to travel to London occasionally.
- Useful but not essential
- CISI, ICA or equivalent compliance or AML qualification.
- Previous consultancy experience or exposure to multiple client firms.
- Involvement in fund launches or authorisation projects.
- Experience with Cayman or other offshore fund structures.
- Terms
Hours: part-time (two to three days a week) or full-time on a six-month fixed-term contract. Tell us which you prefer when you apply.
Start: as soon as possible.
Reporting to: Steve Middleton, CEO.
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Compliance Officer - Remote (UK) in London employer: Fundsure
Fundsure is an exceptional employer that offers a dynamic and supportive work environment for compliance professionals. With the flexibility of remote work within the UK and the opportunity to collaborate directly with the CEO, employees benefit from hands-on experience in a variety of compliance tasks while enjoying a competitive salary and potential for growth. The company's commitment to employee development and its senior client list make it an attractive choice for those seeking meaningful and rewarding employment in the compliance sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - Remote (UK) in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Fundsure when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Fundsure!
We think you need these skills to ace Compliance Officer - Remote (UK) in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Officer - Remote (UK), make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Fundsure. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Fundsure
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Fundsure.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Fundsure in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Fundsure.
