Regulatory Reporting Analyst/ Sr. Analyst
Regulatory Reporting Analyst/ Sr. Analyst

Regulatory Reporting Analyst/ Sr. Analyst

Full-Time 30000 - 40000 £ / year (est.) No home office possible
Funds - Axis

At a Glance

  • Tasks: Manage regulatory reporting for Funds-Axis clients and ensure high service standards.
  • Company: Dynamic financial services firm with a focus on innovation and client relationships.
  • Benefits: Strong salary, 33 days vacation, healthcare, and excellent career progression.
  • Why this job: Join a collaborative team and make an impact in the financial industry.
  • Qualifications: 2+ years in regulatory reporting, strong analytical skills, and proficiency in MS Office.
  • Other info: Opportunities for travel and first-class training in a supportive environment.

The predicted salary is between 30000 - 40000 £ per year.

The Regulatory Reporting Analyst/Sr. Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships in respect of regulatory reporting, ensuring delivery of a consistently high level of service to clients. You will be an adaptable team player demonstrating strong communication skills and leadership both with your team and with the wider Funds-Axis business. You will deliver operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.

KEY RESPONSIBILITIES:

  • To support the delivery of all regulatory reporting requirements to the highest possible standard for a defined list of clients. Regulatory reporting will cover:
  • AIFMD Annex IV reporting
  • Derivative Usage reporting
  • Investment Compliance
  • Performance of data quality checks using internal data platform to ensure an efficient and timely delivery of regulatory reporting.
  • Completion of all required checks along with relevant audits evidencing successful completion of all checks in line with Funds-Axis regulatory reporting procedures.
  • To ensure the highest standard of client relationship management, attending periodic calls in line with Funds-Axis client governance policies, including periodic visits to client premises.
  • To ensure delivery of excellent customer service, including evidencing using workflow management tools in line with Funds-Axis policies.
  • Responding to client and regulator queries in line with Funds-Axis SLA policies.
  • Identifying, documenting, and raising areas of process automation or improvement with the Regulatory Reporting Team Lead.
  • Training and supporting team members to improve efficiencies and exercise control and governance checks.
  • Manage the day-to-day BAU investment compliance activities that includes:
    • Data upload and exception investigation
    • Governance over successful completion of processes
    • Investigating compliance results
    • Client daily reporting via daily dashboard
    • Daily data quality checking in HighWire
    • Query resolution
    • Publishing periodic metrics to management
    • Participate in assigned projects/other work as required

    REQUIREMENTS:

    • 2+ years experience in AIFMD Annex IV regulatory reporting
    • Knowledge in UCITS, Prospectus Rules and Form PF
    • Proficiency in MS Office applications including strong Excel skills
    • Strong analytical skills with high attention to detail and keen in problem solving
    • Excellent organization skills, interpersonal and communication skills
    • MBA or relevant education qualification
    • Self-driven, flexible, innovative, and adaptable team player

    WHY CHOOSE US?

    In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:

    • 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
    • Healthcare
    • Progressive maternity and paternity pay
    • Work with a great team
    • Travel opportunities
    • Work with leading international finance companies
    • First-class training package
    • Excellent career progression opportunities

    Regulatory Reporting Analyst/ Sr. Analyst employer: Funds - Axis

    At Funds-Axis, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation in the heart of Belfast. Our commitment to employee growth is reflected in our comprehensive training packages and clear career progression pathways, alongside generous benefits such as 33 days of vacation leave and progressive family leave policies. Join us to be part of a supportive team that values excellence in regulatory reporting while working with leading international finance companies.
    Funds - Axis

    Contact Detail:

    Funds - Axis Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Regulatory Reporting Analyst/ Sr. Analyst

    ✨Tip Number 1

    Network like a pro! Reach out to your connections in the financial industry, especially those who work in regulatory reporting. A friendly chat can lead to insider info about job openings or even a referral.

    ✨Tip Number 2

    Prepare for interviews by brushing up on your knowledge of AIFMD Annex IV and UCITS regulations. We want you to impress with your expertise, so practice answering common questions and think of examples that showcase your skills.

    ✨Tip Number 3

    Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.

    ✨Tip Number 4

    Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about joining our team at Funds-Axis.

    We think you need these skills to ace Regulatory Reporting Analyst/ Sr. Analyst

    Regulatory Reporting
    AIFMD Annex IV Reporting
    Derivative Usage Reporting
    Investment Compliance
    Data Quality Checks
    Client Relationship Management
    Customer Service
    Workflow Management Tools
    Process Automation
    Team Training and Support
    Analytical Skills
    Attention to Detail
    Problem-Solving Skills
    MS Office Proficiency
    Strong Communication Skills

    Some tips for your application 🫡

    Tailor Your CV: Make sure your CV is tailored to the Regulatory Reporting Analyst role. Highlight your experience in AIFMD Annex IV reporting and any relevant financial industry skills. We want to see how your background aligns with what we’re looking for!

    Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about regulatory reporting and how you can contribute to our team. Keep it concise but engaging – we love a good story!

    Show Off Your Skills: Don’t forget to showcase your analytical skills and attention to detail in your application. Mention specific tools or processes you’ve used in previous roles that relate to the responsibilities listed in the job description. We’re keen to see your expertise!

    Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application directly, and you’ll be one step closer to joining our fantastic team at StudySmarter!

    How to prepare for a job interview at Funds - Axis

    ✨Know Your Regulatory Reporting Inside Out

    Make sure you brush up on AIFMD Annex IV reporting and other relevant regulations. Being able to discuss these topics confidently will show that you're not just familiar with the requirements but also passionate about the role.

    ✨Showcase Your Analytical Skills

    Prepare examples of how you've used your analytical skills in previous roles, especially in data quality checks or compliance tasks. Be ready to explain your thought process and how you approach problem-solving.

    ✨Demonstrate Strong Communication Abilities

    Since client relationship management is key, think of instances where you've successfully communicated complex information to clients or team members. Highlight your interpersonal skills and adaptability during the interview.

    ✨Be Ready to Discuss Process Improvements

    Think about any past experiences where you've identified areas for process automation or improvement. Be prepared to share these insights and how they could apply to the role at Funds-Axis, showing your proactive mindset.

    Regulatory Reporting Analyst/ Sr. Analyst
    Funds - Axis

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