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- Tasks: Join us as a Shareholder Disclosures Analyst, handling global disclosure obligations and regulatory updates.
- Company: Funds-Axis is a dynamic RegTech company focused on regulatory compliance and technology solutions.
- Benefits: Enjoy 33 days of vacation, remote work options, and a strong pension contribution.
- Why this job: Be part of a fast-growing team with excellent training and career progression opportunities.
- Qualifications: Master’s degree and 5 years in financial services, with expertise in global shareholding disclosures required.
- Other info: Work with leading international finance companies and travel opportunities await!
The predicted salary is between 43200 - 72000 ÂŁ per year.
Location: Belfast/ India
Contract: Permanent, Full Time
Hours: 40 Hours per week
Reporting to: Team Lead – Regulatory Reporting
It is our ambition to substantially grow our business internationally over the coming years. The Investment Compliance & Risk Team Lead will play a key role in embedding business controls and act as a driving force in our continued development. We are actively recruiting ambitious, sociable, intelligent individuals with initiative, a strong work ethic, excellent communication skills and analytical skills.
Company Overview
Funds-Axis is a young, fast-growing Regulatory Technology (RegTech) business. We combine deep regulatory knowledge and best of breed technology to deliver excellent customer service to our clients and partners. Our clients are leading global asset managers, administrators, and depositary banks to whom we provide investment compliance and regulatory reporting services. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions. Funds-Axis also provides high-quality, low-cost information products to the asset management sector, including Global Exchanges and Global Disclosure.
Job Responsibilities
We are currently seeking a talented individual with 5 years of experience in regulatory reporting division. The day-to-day responsibilities of Shareholder Disclosures SME will include:
- Responsible for performing global shareholder disclosure obligations, including Major Shareholdings, Short position reporting, Takeover disclosures, and Issuer/Private disclosures.
- Responsible for preparing accurate and error-free disclosure forms and daily dashboard, which will submit to our clients on a regular basis.
- Show regulatory expertise by continuously tracking regulatory changes, publishing updates internally and externally, and preparing training materials and client presentations.
- Responsible for tracking and updating Issuer reporting thresholds, Global Takeover table, and global regulatory changes in respective systems.
- Responsible for validating that all BAUs are performed as per procedures and continuously checking the QC.
Desired Candidate
- The ideal candidate should have a master’s degree and at least 5 years of experience in the financial service industry, with 2 to 3 years in global shareholding disclosure rules, takeover, sensitive industries, FDI, and FPI regulations.
- Preferred experience with global major shareholding disclosures, including SEC Section 13 reporting (13G, 13D, 13F), ESMA TDAD, and APPAC regulations for shareholding disclosures particularly in Australia & Hong Kong.
Why Choose Us?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
- 33 days’ vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- 5.5% employer contribution pension (for UK location)
- Remote working facility
- Healthcare & life assurance (for UK location)
- Comprehensive group medical cover (for India location)
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First-class training package
- Excellent career progression opportunities
If you feel you have the necessary skills and experience to be successful in this role, click on “APPLY ” today, forwarding an up-to-date copy of your CV for consideration in the first instance.
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Shareholder Disclosures Analyst & Senior Analyst employer: Funds-Axis Group Limited
Contact Detail:
Funds-Axis Group Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Shareholder Disclosures Analyst & Senior Analyst
✨Tip Number 1
Familiarize yourself with global shareholder disclosure regulations, especially SEC Section 13 reporting and ESMA TDAD. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the regulatory reporting field. Attend industry events or webinars to connect with others who work in similar roles, as they can provide insights and potentially refer you to opportunities.
✨Tip Number 3
Stay updated on recent changes in regulatory requirements and compliance practices. Being able to discuss current trends during your interview will show that you are proactive and knowledgeable about the industry.
✨Tip Number 4
Prepare to showcase your analytical skills by discussing specific examples from your past experience where you successfully managed complex regulatory tasks. This will highlight your capability to handle the responsibilities of the role.
We think you need these skills to ace Shareholder Disclosures Analyst & Senior Analyst
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Shareholder Disclosures Analyst & Senior Analyst position. Understand the key responsibilities and required skills, especially focusing on regulatory reporting and compliance.
Tailor Your CV: Customize your CV to highlight relevant experience in regulatory reporting and financial services. Emphasize your expertise in global shareholding disclosure rules and any specific regulations mentioned in the job description.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your analytical skills, work ethic, and communication abilities. Mention specific experiences that align with the responsibilities of the role and express your enthusiasm for working with Funds-Axis.
Highlight Relevant Experience: In your application, make sure to detail your 5 years of experience in the financial service industry, particularly your familiarity with SEC Section 13 reporting and other relevant regulations. This will demonstrate your suitability for the position.
How to prepare for a job interview at Funds-Axis Group Limited
✨Show Your Regulatory Expertise
Make sure to highlight your knowledge of global shareholder disclosure obligations and any relevant regulations during the interview. Be prepared to discuss specific experiences where you successfully navigated complex regulatory environments.
✨Demonstrate Analytical Skills
Since the role requires strong analytical skills, come prepared with examples of how you've used data analysis in previous positions. Discuss any tools or methodologies you employed to ensure accuracy in reporting.
✨Communicate Clearly
Excellent communication skills are essential for this position. Practice articulating your thoughts clearly and concisely, especially when explaining complex regulatory concepts. This will show that you can effectively convey information to clients and team members.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities in real-world situations. Think about past challenges you've faced in regulatory reporting and how you overcame them, as this will demonstrate your initiative and critical thinking skills.
