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- Tasks: Manage client relationships and ensure high service delivery in investment compliance.
- Company: Funds-Axis is a dynamic RegTech firm focused on regulatory solutions for global asset managers.
- Benefits: Enjoy 33 days of leave, healthcare, pension contributions, and career growth opportunities.
- Why this job: Join a fast-growing team with a strong culture and the chance to work with top finance companies.
- Qualifications: Strong communication skills, analytical mindset, and experience in coding investment guidelines are essential.
- Other info: Remote work options available; travel opportunities to enhance your experience.
The predicted salary is between 36000 - 60000 £ per year.
Location: Belfast/India
Contract: Permanent, Full Time
Hours: 40 Hours per week
Reporting to: Team Lead – Investment Compliance & Risk
It is our ambition to substantially grow our business internationally over the coming years. The Investment Compliance & Risk Team Lead will play a key role in embedding business controls and act as a driving force in our continued development. We are actively recruiting ambitious, sociable, intelligent individuals with initiative, a strong work ethic, excellent communication skills and analytical skills.
Company Overview
Funds-Axis is a young, fast-growing Regulatory Technology (RegTech) business. We combine deep regulatory knowledge and best of breed technology to deliver excellent customer service to our clients and partners. Our clients are leading global asset managers, administrators, and depositary banks to whom we provide investment compliance and regulatory reporting services. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions. Funds-Axis also provides high-quality, low-cost information products to the asset management sector, including Global Exchanges and Global Disclosure.
Role Overview
The Investment Compliance & Risk – Sr./Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients. You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with the wider Funds-Axis business. You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.
Key Responsibilities
- To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):
- Regulatory rules
- Investment compliance
- Scheme mandates
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
- Data upload and exception investigation
- Governance over successful completion of processes
- Investigating compliance results
- Client daily reporting via daily dashboard
- Daily data quality checking in Highwire
Why Choose Us?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
- 33 days’ vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- 5.5% employer contribution pension
- Healthcare and life insurance
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First-class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
Apply
If you feel you have the necessary skills and experience to be successful in this role, click on “APPLY” today, forwarding an up-to-date copy of your CV for consideration in the first instance.
Investment Compliance & Risk – Analyst & Senior Analyst employer: Funds-Axis Group Limited
Contact Detail:
Funds-Axis Group Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance & Risk – Analyst & Senior Analyst
✨Tip Number 1
Familiarise yourself with the regulatory landscape relevant to investment compliance and risk. Understanding key regulations like UCITS and the 1940 Act will not only boost your confidence but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the RegTech industry, especially those working in investment compliance. Attend industry events or webinars to connect with potential colleagues and learn more about the company culture at Funds-Axis.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've successfully managed client relationships or resolved compliance issues in the past. Be ready to discuss these experiences during any interviews.
✨Tip Number 4
Research Funds-Axis thoroughly, including their technology solutions and client base. Being able to speak knowledgeably about their services and how you can contribute will set you apart from other candidates.
We think you need these skills to ace Investment Compliance & Risk – Analyst & Senior Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in investment compliance and risk management. Emphasise any coding skills or familiarity with systems like MIG21, Charles River, or Linedata, as these are crucial for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your communication skills and explains why you are a good fit for Funds-Axis. Mention your ambition, work ethic, and how your values align with the company's mission and culture.
Highlight Analytical Skills: In your application, provide examples of your analytical skills and problem-solving abilities. Discuss any experience you have with regulatory rules, investment compliance, or performance monitoring to demonstrate your expertise.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects your attention to detail and professionalism, which are essential qualities for the role.
How to prepare for a job interview at Funds-Axis Group Limited
✨Understand the Regulatory Landscape
Familiarise yourself with the key regulatory frameworks relevant to investment compliance, such as UCITS and the 1940 Act. Being able to discuss these regulations confidently will demonstrate your knowledge and commitment to the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles. Be ready to discuss specific situations where you identified issues or improved processes, particularly in relation to compliance and risk management.
✨Demonstrate Technical Proficiency
If you have experience with systems like MIG21, Charles River, or Alladin, be sure to highlight this during your interview. Discuss any coding or testing experience you have with investment guidelines, as this is crucial for the role.
✨Emphasise Communication Skills
Since the role involves managing client relationships, it's important to showcase your communication skills. Prepare to discuss how you've effectively communicated complex information to clients or team members in the past.
