At a Glance
- Tasks: Manage client relationships and ensure top-notch service in investment compliance and risk.
- Company: Funds-Axis, a leading provider of global funds technology for the investment management industry.
- Benefits: 33 days vacation, healthcare, life insurance, and excellent career progression.
- Other info: Enjoy travel opportunities and first-class training in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in the finance tech world.
- Qualifications: Strong communication skills and adaptability; experience in compliance or risk is a plus.
The predicted salary is between 44595 - 54505 £ per year.
Funds-Axis’ Mission is to be identified as a leading trusted provider of global funds technology to the Investment Management industry.
Our Vision is to transform theindustry’sapproach to investment compliance, risk, and regulatory reporting by offering a highly efficient, secure, multi-modular technology platform backed up by the highest levels of expert regulatory support and service.
Our clients are leading global asset managers, administrators, and depositary banks.
This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions.
Our Core Values and company culture are built on being Adaptive, Bold, Collaborative, Dedicated and Experts in what we do, delivering excellence through innovation, trust, integrityand exceptional service.
It is our ambition tosubstantially growour business internationally over the coming years.
Overview and Purpose of the Role
The Investment Compliance & Risk Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients.
You will be adaptable and hard-working, and demonstrate strong communication skills both in relations with your team and with the wider Funds-Axis business.
You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.
Key Responsibilities
- To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):
- Regulatory rules
- Investment compliance
- Scheme mandates
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
• Performance of daily processes to a high standard, to include
- Data upload and exception investigation
- Governance over successful completion of processes
- Investigating compliance results
- Client daily reporting
- Daily data quality checking in Galaxy
- To ensure the highest standard of client relationship management, taking the lead on weekly and monthly calls and attending the quarterly call in line with Funds-Axis’ client governance policies, including periodic visits to client premises.
- To support quarterly AIFMD Annex IV reporting Filings to excellent standards and in accordance with the schedule set out by the Regulatory Reporting Team Lead.
- To ensure delivery of excellent customer service, including evidencing using workflow management tools in line with Funds-Axis’ policies
- Other
- Logging SDP issues logs/projects as appropriate and maintaining up-to-date reports.
- Ad hoc monthly data quality reviews
- Maintain up-to-date procurement documents for your clients
- Projects or other work as required
Why Choose Us?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
- 33 days’ vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- Healthcare and life insurance
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First-class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
- #J-18808-Ljbffr
Investment Compliance & Risk Analyst employer: Funds-Axis Group Limited
Funds-Axis is an exceptional employer, offering a dynamic work environment where innovation and collaboration thrive. With a strong commitment to employee growth, we provide extensive training and career progression opportunities, alongside a competitive benefits package that includes generous vacation leave and healthcare. Located in the heart of the city, our team enjoys a vibrant culture and the chance to work with leading international finance companies, making it a rewarding place to build a meaningful career.
