CASS Compliance Associate — FCA Rules & Client Assets in London
CASS Compliance Associate — FCA Rules & Client Assets

CASS Compliance Associate — FCA Rules & Client Assets in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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Fundment

At a Glance

  • Tasks: Ensure compliance with FCA regulations and safeguard client money while collaborating with teams.
  • Company: High-growth adviser platform based in Greater London.
  • Benefits: Hybrid working, 28 days annual leave, and attractive perks.
  • Why this job: Join a dynamic team and make a real impact in financial services.
  • Qualifications: 2-3 years in a CASS-focused role with strong analytical skills.
  • Other info: Opportunity for career growth in a supportive environment.

The predicted salary is between 36000 - 60000 £ per year.

A high-growth adviser platform in Greater London is seeking a CASS Associate to ensure compliance with FCA regulations and safeguard client money. The role involves collaborating with various teams, performing CASS reconciliations, and enhancing control frameworks within the organization.

Ideal candidates will have 2-3 years of experience in a CASS-focused role within financial services, and possess strong analytical and communication skills. The position offers hybrid working arrangements and attractive benefits including 28 days of annual leave.

CASS Compliance Associate — FCA Rules & Client Assets in London employer: Fundment

Join a dynamic and high-growth adviser platform in Greater London, where we prioritise compliance and client trust. Our collaborative work culture fosters professional development, offering opportunities for growth within the financial services sector, alongside attractive benefits such as hybrid working arrangements and 28 days of annual leave. We are committed to creating a supportive environment that values your contributions and encourages innovation.
Fundment

Contact Detail:

Fundment Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land CASS Compliance Associate — FCA Rules & Client Assets in London

Tip Number 1

Network like a pro! Reach out to people in the financial services sector, especially those who work with CASS compliance. A friendly chat can lead to insider info about job openings or even a referral.

Tip Number 2

Prepare for interviews by brushing up on FCA regulations and CASS principles. We recommend creating a cheat sheet of key topics to discuss, so you can showcase your knowledge and confidence during the interview.

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.

Tip Number 4

Apply through our website for the best chance at landing that CASS Compliance Associate role. We make it easy for you to showcase your skills and experience directly to the hiring team!

We think you need these skills to ace CASS Compliance Associate — FCA Rules & Client Assets in London

CASS Reconciliations
FCA Regulations Knowledge
Compliance Skills
Analytical Skills
Communication Skills
Control Framework Enhancement
Collaboration Skills
Financial Services Experience

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in CASS compliance and FCA regulations. We want to see how your skills align with the role, so don’t be shy about showcasing relevant achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a perfect fit for our team. Keep it concise but impactful!

Showcase Your Analytical Skills: Since this role involves CASS reconciliations, we’d love to see examples of your analytical prowess. Whether it’s through past projects or specific tools you’ve used, let us know how you tackle complex data!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!

How to prepare for a job interview at Fundment

Know Your FCA Regulations

Make sure you brush up on the FCA rules related to client assets. Understanding these regulations will not only show your expertise but also demonstrate your commitment to compliance, which is crucial for the role.

Showcase Your Analytical Skills

Prepare to discuss specific examples where you've used your analytical skills in a CASS-focused role. Think about how you approached reconciliations or enhanced control frameworks, and be ready to explain your thought process.

Communicate Clearly

Since strong communication skills are key for this position, practice articulating your thoughts clearly and concisely. You might be asked to explain complex compliance issues, so being able to simplify your explanations will set you apart.

Emphasise Team Collaboration

This role involves working with various teams, so be prepared to discuss your experience in collaborative environments. Share examples of how you've successfully worked with others to achieve compliance goals or improve processes.

CASS Compliance Associate — FCA Rules & Client Assets in London
Fundment
Location: London
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