At a Glance
- Tasks: Support compliance with AML/KYC oversight and conduct regular file reviews.
- Company: Join Fundment, a fast-growing wealth infrastructure company revolutionising investment experiences.
- Benefits: Enjoy hybrid working, competitive salary, private health insurance, and generous leave.
- Other info: Structured development opportunities and support for professional qualifications.
- Why this job: Make a real impact in compliance while developing your career in a supportive environment.
- Qualifications: 12 months' experience in compliance, AML, or KYC within financial services required.
The predicted salary is between 40500 - 49500 £ per year.
Fundment is a fast-growing wealth infrastructure company, building on our success in transforming the £3 trillion UK wealth management market with our cutting-edge digital investment system. We are passionate about revolutionising the investment experience for financial advisers and their clients by combining innovative proprietary technology with exceptional customer service.
Purpose of the role: Fundment is seeking a Compliance Analyst (AML/KYC) to support the Compliance team, with a primary focus on AML and KYC oversight. This role is critical in ensuring that client due diligence and ongoing monitoring obligations are met in line with FCA expectations, while supporting the firm’s continued growth. The successful candidate will initially focus on KYC file reviews and AML monitoring, with the opportunity over time to develop into broader areas of compliance, including thematic reviews, regulatory change, and second-line assurance.
Key Responsibilities
- AML / KYC Oversight
- Conduct regular KYC and CDD file reviews across the adviser-led platform and DFM business.
- Review client onboarding documentation to ensure completeness, accuracy, and regulatory compliance.
- Perform ongoing monitoring checks, including periodic reviews and trigger events.
- Identify, document, and elevate AML/KYC issues, breaches, or weaknesses in a timely manner.
- Support the maintenance and enhancement of AML/KYC policies, procedures, and controls.
- Assist with responses to AML-related queries from the business.
- Compliance Monitoring Support
- Support the Compliance team with elements of the compliance monitoring plan.
- Assist with data gathering, testing, and documentation for monitoring reviews.
- Help prepare management information and reporting for senior management and committees.
- Maintain accurate compliance records and evidence logs.
Minimum Requirements:
- 12 months’ experience in a compliance, AML, or KYC role within financial services.
- Experience within an investment firm, platform, DFM, or advisory environment.
- Practical experience conducting KYC/CDD reviews.
- Good understanding of UK AML regulations and FCA expectations.
- Strong attention to detail and ability to follow processes consistently.
- Ability to identify risks and escalate issues appropriately.
- Well-organised with the ability to manage routine reviews effectively.
- Clear written and verbal communication skills.
- Familiarity with ongoing monitoring and periodic review processes.
- Progress towards, or interest in, a professional compliance qualification (e.g. ICA).
- Exposure to a broad compliance function within a regulated investment firm.
- Structured development into wider compliance responsibilities.
- Support for professional development and training.
Benefits:
- Hybrid working 3 days a week in our London office.
- Pension 6% employer contribution, minimum 2% employee contribution.
- Private Health Insurance.
- Business and Personal Travel Insurance.
- Life Assurance - 4 x base salary.
- 28 days annual leave plus bank holidays.
- Paid sick leave.
- Enhanced paternity/maternity/adoption leave.
Location: Greater London, England, United Kingdom (Hybrid, Full-time)
Our Values at Fundment:
- Collaborative: We listen, communicate, and work together to achieve shared goals.
- Innovative: We constantly seek new ways to push the boundaries and improve our solutions.
- Supportive: We lift each other up, creating an environment where everyone can grow and succeed.
- Flexible: We adapt to the evolving needs of our team and clients, ensuring work-life balance and effective outcomes.
- Trustworthy: We build trust through consistency, transparency, and delivering on our promise.
Compliance Analyst (AML/KYC) in London employer: Fundment Limited
Fundment is an exceptional employer that fosters a modern, inclusive, and high-trust engineering culture, making it an ideal place for the Head of Product Delivery role. With a strong focus on employee growth, you will have the opportunity to lead impactful projects while enjoying comprehensive benefits such as fully paid private health insurance, generous leave policies, and a supportive work-life balance in the vibrant Fitzrovia area. Join us to make a meaningful difference in the wealth management sector with a smart and friendly team dedicated to innovation and excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst (AML/KYC) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Fundment Limited looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst (AML/KYC) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Fundment Limited. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Fundment Limited
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Fundment Limited’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
