At a Glance
- Tasks: Support compliance team with AML/KYC oversight and client due diligence.
- Company: Fast-growing wealth infrastructure company transforming the UK investment market.
- Benefits: Hybrid working, competitive salary, health insurance, and generous leave policies.
- Other info: Structured development opportunities and support for professional qualifications.
- Why this job: Join a dynamic team and make a real impact in financial compliance.
- Qualifications: 12 months experience in compliance, AML, or KYC within financial services.
The predicted salary is between 40000 - 50000 £ per year.
Fundment is a fast-growing wealth infrastructure company, building on our success in transforming the £3 trillion UK wealth management market with our cutting-edge digital investment system. We are passionate about revolutionising the investment experience for financial advisers and their clients by combining innovative proprietary technology with exceptional customer service.
Purpose of the role: Fundment is seeking a Compliance Analyst (AML/KYC) to support the Compliance team, with a primary focus on AML and KYC oversight. This role is critical in ensuring that client due diligence and ongoing monitoring obligations are met in line with FCA expectations, while supporting the firm’s continued growth. The successful candidate will initially focus on KYC file reviews and AML monitoring, with the opportunity over time to develop into broader areas of compliance, including thematic reviews, regulatory change, and second-line assurance.
Key Responsibilities
- AML / KYC Oversight
- Conduct regular KYC and CDD file reviews across the adviser-led platform and DFM business
- Review client onboarding documentation to ensure completeness, accuracy, and regulatory compliance
- Perform ongoing monitoring checks, including periodic reviews and trigger events
- Identify, document, and elevate AML/KYC issues, breaches, or weaknesses in a timely manner
- Support the maintenance and enhancement of AML/KYC policies, procedures, and controls
- Assist with responses to AML-related queries from the business
- Compliance Monitoring Support
- Support the Compliance team with elements of the compliance monitoring plan
- Assist with data gathering, testing, and documentation for monitoring reviews
- Help prepare management information and reporting for senior management and committees
- Maintain accurate compliance records and evidence logs
Minimum Requirements
- 12 months’ experience in a compliance, AML, or KYC role within financial services
- Experience within an investment firm, platform, DFM, or advisory environment
- Practical experience conducting KYC/CDD reviews
- Good understanding of UK AML regulations and FCA expectations
- Strong attention to detail and ability to follow processes consistently
- Ability to identify risks and escalate issues appropriately
- Well-organised with the ability to manage routine reviews effectively
- Clear written and verbal communication skills
- Familiarity with ongoing monitoring and periodic review processes
- Progress towards, or interest in, a professional compliance qualification (e.g. ICA)
- Exposure to a broad compliance function within a regulated investment firm
Benefits
- Hybrid working 3 days a week in our London office
- Pension 6% employer contribution, minimum 2% employee contribution
- Private Health Insurance
- Business and Personal Travel Insurance
- Life Assurance - 4 x base salary
- 28 days annual leave plus bank holidays
- Paid sick leave
- Enhanced paternity/maternity/adoption leave
Location: Greater London, England, United Kingdom (Hybrid, Full-time)
Our Values at Fundment:
- Collaborative: We listen, communicate, and work together to achieve shared goals.
- Innovative: We constantly seek new ways to push the boundaries and improve our solutions.
- Supportive: We lift each other up, creating an environment where everyone can grow and succeed.
- Flexible: We adapt to the evolving needs of our team and clients, ensuring work-life balance and effective outcomes.
- Trustworthy: We build trust through consistency, transparency, and delivering on our promise.
Compliance Analyst (AML/KYC) employer: Fundment Limited
Fundment is an exceptional employer that fosters a modern, inclusive, and high-trust engineering culture, making it an ideal place for the Head of Product Delivery role. With a strong focus on employee growth, you will have the opportunity to lead impactful projects while enjoying comprehensive benefits such as fully paid private health insurance, generous leave policies, and a supportive work-life balance in the vibrant Fitzrovia area. Join us to make a meaningful difference in the wealth management sector with a smart and friendly team dedicated to innovation and excellence.
