At a Glance
- Tasks: Lead client projects, manage teams, and drive business development in financial services.
- Company: Join FTI Consulting, a global leader in crisis and transformation advisory.
- Benefits: Professional development, mentorship, and opportunities for career growth.
- Other info: Dynamic work environment with opportunities to travel and engage in thought leadership.
- Why this job: Make a real impact in financial regulation and compliance while building your network.
- Qualifications: Experience in financial services and strong communication skills required.
The predicted salary is between 80000 - 100000 £ per year.
Who We Are
FTI Consulting is the leading global expert firm for organizations facing crisis and transformation. We work with many of the world’s top multinational corporations, law firms, banks and private equity firms on their most important issues to deliver impact that makes a difference. From resolving disputes, navigating crises, managing risk and optimizing performance, our teams respond rapidly to dynamic and complex situations.
About The Role
The Financial Services team at FTI Consulting supports financial institutions, regulators, governments and enforcement agencies across the full spectrum of financial regulation. Our service offerings include regulatory and business change programmes; governance and conduct matters; risk and regulatory advice; risk management frameworks; disputes and investigations; and remediation programmes. We work alongside our multi-disciplinary colleagues who are located in every major financial centre around the globe, enabling us to tackle any challenge our clients face. Our experts are industry and technology experts, former policy makers, regulators and economists, and forensic and communications specialists. As a Director in the Financial Services team, you will be a client-facing professional, involved in projects and business development activities from the outset.
What You’ll Do
- Project delivery: You will work as a core member of the delivery team for client projects, this includes the ability to work independently and to lead a team. Each project will be different, typically involving understanding and analysing issues, project management, stakeholder engagement, document reviews, client interviews, process walk-throughs, developing solutions and drafting reports.
- Sales: Lead and support in business development activities, such as attending client sales meetings (often as part of a bid team), drafting proposals for potential engagements and drafting presentations for introductory pitch meetings. Additionally, we would expect Directors to utilise and develop their own network of industry contacts to generate sales opportunities.
- Team building: Act as a leader in the team and support consultants and senior consultants in their career development. Additionally, you will be encouraged to build internal and external relationships, contributing to an open, collaborative working environment and to the identification and delivery of cross service line engagements.
- Thought Leadership: Directors play a crucial role in building the brand of FTI Consulting and the Financial Services team by developing and contributing to interesting and thought-provoking collateral, and by designing, organising and participating in industry events.
You may also be required to travel as part of project delivery. We are committed to developing our professionals to have outstanding consultancy skills and a strong technical understanding of regulatory matters.
How You’ll Grow
We are committed to investing and supporting you in your professional development and we have developed a range of programs focused on fostering leadership, growth and development opportunities. We aim to promote continuous learning and individual skills development through on-the-job learning, self-guided professional development courses and certifications. You’ll be assigned a dedicated coach to mentor, guide and support you through regular coaching sessions and serve as an advocate for your professional growth. As you progress through your career at FTI Consulting, we offer tailored programs for critical professional milestones to ensure you are prepared and empowered to take on your next role.
What You Will Need To Succeed
- Strong written and verbal communications skills.
- Ability to work with high levels of autonomy and as part of a large team.
- Ability to manage multiple stakeholders, including senior management / managing body.
- Ability to manage projects and deliver in a timely manner, across multiple tasks and projects whilst maintaining high quality standards.
Basic Qualifications
The Director should have experience in and the ability to demonstrate a strong understanding and working knowledge of the following areas:
- Ability to interpret and advise stakeholders (including non-UK based clients) on the UK regulatory perimeter in the financial services sector, in particular, the UK Financial Conduct Authority, FSMA and the financial crime regulation including POCA and MLR.
- Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior Managers & Certification Regime, MiFID II / MiFIR (as adopted in the UK) and market abuse legislation.
- Practical and pragmatic approach and understanding of the role of risk and compliance functions in financial institutions.
- Proven practical experience with the design, development, implementation, embedding and maintenance of risk management and compliance frameworks. This includes remediation programmes, compliance policies, procedures, governance structures, gap analysis, training materials, on-going monitoring plans, assurance work and management information requirements.
- Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled person reviews.
- Experience in interpreting and advising on regulatory developments, change and in response to new business / business change.
- Experience with large-scale and complex projects.
- Degree level or equivalent experience.
- Several years of experience working in the financial services sector and advising on UK financial services regulation, either within a regulated institution, regulatory body, consultancy or legal profession.
Preferred Qualifications
Strong broad awareness of compliance requirements globally; experience/exposure to EU and US regulation is desirable but not essential (e.g. ESMA, SEC, CFTC etc.).
FTI Consulting is an equal opportunity employer and does not discriminate on the basis of race, color, national origin, ancestry, citizenship status, protected veteran status, religion, physical or mental disability, marital status, sex, sexual orientation, gender identity or expression, age, or any other basis protected by law, ordinance, or regulation.
Director (Risk & Regulatory), Financial Services Advisory in London employer: FTI Consulting
FTI Consulting is an exceptional employer, offering a dynamic work environment where professionals are empowered to lead and innovate in the financial services sector. With a strong commitment to employee development, you will benefit from tailored growth opportunities, mentorship, and a collaborative culture that values diverse perspectives. Located in a major financial centre, FTI Consulting provides unique access to industry leaders and cutting-edge projects, making it an ideal place for those seeking meaningful and impactful careers.
StudySmarter Expert Advice🤫
We think this is how you could land Director (Risk & Regulatory), Financial Services Advisory in London
✨Tip Number 1
Network like a pro! Get out there and connect with industry folks, attend events, and engage on LinkedIn. The more people you know, the better your chances of landing that Director role.
✨Tip Number 2
Showcase your expertise! Create content or share insights related to risk and regulatory matters. This not only builds your personal brand but also positions you as a thought leader in the field.
✨Tip Number 3
Practice your pitch! Whether it’s for a client meeting or an interview, being able to clearly articulate your experience and how it aligns with the role is key. Rehearse with friends or mentors to get feedback.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Director (Risk & Regulatory), Financial Services Advisory in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Director role. Highlight your experience in financial services regulation and project management, as these are key aspects of the job. We want to see how your skills align with what we do at FTI Consulting!
Showcase Your Communication Skills:Since strong written and verbal communication skills are a must, use your application to demonstrate this. Keep your language clear and professional, and don’t shy away from showcasing any relevant presentations or reports you've crafted in the past.
Highlight Leadership Experience:As a Director, you'll be leading teams and projects, so make sure to emphasise any leadership roles you've held. Share examples of how you've supported team members or contributed to a collaborative environment, as this is something we value highly at StudySmarter.
Apply Through Our Website:We encourage you to submit your application through our website. This ensures that your application gets to the right people quickly and efficiently. Plus, it’s the best way to stay updated on your application status!
How to prepare for a job interview at FTI Consulting
✨Know Your Regulatory Stuff
Make sure you brush up on the UK regulatory landscape, especially the FCA Handbook and key regulations like MiFID II. Being able to discuss these confidently will show that you’re not just familiar with the theory but can apply it in real-world scenarios.
✨Showcase Your Project Management Skills
Prepare examples of past projects where you’ve led teams or managed multiple stakeholders. Highlight your ability to deliver high-quality results under pressure, as this is crucial for a Director role in project delivery.
✨Network Like a Pro
Since business development is part of the role, think about how you can leverage your existing network. Be ready to discuss how you’ve generated sales opportunities in the past and how you plan to do so at FTI Consulting.
✨Demonstrate Thought Leadership
Be prepared to talk about any thought-provoking content you’ve created or contributed to in the past. This could be articles, presentations, or industry events. Showing that you can contribute to FTI’s brand will set you apart from other candidates.
