Director, Risk & Regulatory Advisory | Financial Services | Forensic and Litigation Consulting in London

Director, Risk & Regulatory Advisory | Financial Services | Forensic and Litigation Consulting in London

London Full-Time 80000 - 100000 € / year (est.) Home office (partial)
FTI Consulting

At a Glance

  • Tasks: Lead client projects, manage teams, and develop innovative solutions in financial regulation.
  • Company: FTI Consulting, a leader in financial services and regulatory advisory.
  • Benefits: Competitive salary, flexible benefits, wellness initiatives, and professional development opportunities.
  • Other info: Join a collaborative team with excellent career growth and mentoring support.
  • Why this job: Make a real impact in financial services while growing your career in a dynamic environment.
  • Qualifications: Experience in financial services regulation and strong communication skills required.

The predicted salary is between 80000 - 100000 € per year.

About The Role

The Financial Services team at FTI Consulting supports financial institutions, regulators, governments and enforcement agencies across the full spectrum of financial regulation. As a Director, you will be client‑facing, involved in projects and business development activities from the outset.

What You'll Do

  • Project delivery: Serve as a core member of the delivery team, working independently and leading a team on client projects that involve understanding and analysing issues, project management, stakeholder engagement, document reviews, client interviews, process walk‑throughs, developing solutions and drafting reports.
  • Sales: Lead and support business development activities, attend client sales meetings (often as part of a bid team), draft proposals for potential engagements and draft presentations for introductory pitch meetings, and utilise your own network of industry contacts to generate sales opportunities.
  • Team building: Act as a leader, support consultants and senior consultants in their career development, build internal and external relationships, and contribute to an open, collaborative working environment and cross‑service‑line engagements.
  • Thought Leadership: Build the brand of FTI Consulting and the Financial Services team by developing and contributing to thought‑provoking collateral, designing, organising and participating in industry events.
  • Travel: You may be required to travel as part of project delivery.

How You'll Grow

We invest in your professional development through tailored programs, on‑the‑job learning, self‑guided courses and certifications, and a dedicated coach who mentors and guides you through regular coaching sessions and advocacy for your growth.

What You Will Need to Succeed

  • Strong written and verbal communication skills.
  • Ability to work autonomously and as part of a large team.
  • Ability to manage multiple stakeholders, including senior management.
  • Ability to manage projects and deliver in a timely manner across multiple tasks while maintaining high quality standards.

Basic Qualifications

  • Interpret and advise stakeholders (including non‑UK based clients) on the UK regulatory perimeter in the financial services sector, including the UK Financial Conduct Authority, FSMA and financial crime regulation such as POCA and MLR.
  • Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & Certification Regime, MiFID II / MiFIR (as adopted in the UK) and market abuse legislation.
  • Practical and pragmatic understanding of the role of risk and compliance functions in financial institutions.
  • Proven practical experience with the design, development, implementation, embedding and maintenance of risk management and compliance frameworks, including remediation programmes, compliance policies, procedures, governance structures, gap analysis, training materials, ongoing monitoring plans, assurance work and management information requirements.
  • Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled person reviews.
  • Experience interpreting and advising on regulatory developments, change and responses to new business or business change.
  • Experience with large‑scale and complex projects.
  • Degree level or equivalent experience.
  • Several years of experience working in the financial services sector and advising on UK financial services regulation, either within a regulated institution, regulatory body, consultancy or legal profession.

Preferred Qualifications

  • Strong broad awareness of compliance requirements globally; experience or exposure to EU and US regulation is desirable but not essential (e.g. ESMA, SEC, CFTC).

Total Wellbeing

Our benefits package includes a market‑competitive benefits program (including pension), 15 flexible benefits to meet your needs, health, lifestyle and family‑friendly options, professional development programmes, wellness initiatives, recognition, community volunteering and flexible/hybrid working arrangements.

Equity Statement

FTI Consulting is an equal‑opportunity employer and does not discriminate on the basis of race, colour, national origin, ancestry, citizenship status, protected veteran status, religion, physical or mental disability, marital status, sex, sexual orientation, gender identity or expression, age, or any other basis protected by law, ordinance, or regulation.

Director, Risk & Regulatory Advisory | Financial Services | Forensic and Litigation Consulting in London employer: FTI Consulting

FTI Consulting is an exceptional employer that prioritises professional growth and a collaborative work culture, making it an ideal place for those looking to advance their careers in financial services. With a strong commitment to employee development through tailored programmes and mentorship, alongside a comprehensive benefits package that includes flexible working arrangements and wellness initiatives, FTI Consulting fosters an inclusive environment where every team member can thrive. Located in a vibrant city, the role of Director in Risk & Regulatory Advisory offers the opportunity to engage with high-profile clients while contributing to impactful projects in a dynamic sector.

FTI Consulting

Contact Detail:

FTI Consulting Recruiting Team

StudySmarter Expert Advice🤫

We think this is how you could land Director, Risk & Regulatory Advisory | Financial Services | Forensic and Litigation Consulting in London

Tip Number 1

Network like a pro! Get out there and connect with industry folks, attend events, and engage on platforms like LinkedIn. The more people you know, the better your chances of landing that Director role.

Tip Number 2

Showcase your expertise! Create content or share insights related to financial regulation and risk management. This not only builds your personal brand but also positions you as a thought leader in the field.

Tip Number 3

Prepare for interviews by practising common questions and scenarios specific to the role. Think about how your experience aligns with the job description and be ready to discuss your past projects and successes.

Tip Number 4

Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team at FTI Consulting.

We think you need these skills to ace Director, Risk & Regulatory Advisory | Financial Services | Forensic and Litigation Consulting in London

Project Management
Stakeholder Engagement
Regulatory Knowledge
Risk Management
Compliance Frameworks
Analytical Skills
Communication Skills

Some tips for your application 🫡

Tailor Your Application:Make sure to customise your CV and cover letter for the Director role. Highlight your experience in financial regulation and project management, as these are key aspects of the job. We want to see how your skills align with what we’re looking for!

Showcase Your Communication Skills:Since strong written and verbal communication is crucial for this role, use your application to demonstrate these skills. Write clearly and concisely, and don’t forget to proofread for any typos or errors. We love a polished application!

Highlight Leadership Experience:As a Director, you’ll be leading teams and supporting others in their development. Share examples of your leadership experience and how you’ve built relationships in previous roles. We’re keen to see how you can contribute to our collaborative environment!

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, you’ll find all the details about the role and our company culture there!

How to prepare for a job interview at FTI Consulting

Know Your Regulations

Make sure you brush up on the UK regulatory landscape, especially the FCA Handbook and financial crime regulations. Being able to discuss these confidently will show that you’re not just familiar with the basics but can also interpret and advise on complex issues.

Showcase Your Project Management Skills

Prepare examples of how you've successfully managed multiple stakeholders and projects in the past. Highlight your ability to deliver high-quality results under pressure, as this role requires juggling various tasks while maintaining standards.

Demonstrate Leadership Qualities

Think about times when you've led a team or mentored others. Be ready to discuss how you support career development and foster a collaborative environment, as this is key for the Director role.

Engage in Thought Leadership

Be prepared to talk about your ideas for contributing to industry events or creating thought-provoking content. This shows your commitment to building the brand and staying ahead in the financial services sector.