Director (Risk & Regulatory), Financial Services Advisory in London

Director (Risk & Regulatory), Financial Services Advisory in London

London Full-Time 80000 - 100000 £ / year (est.) No working from home possible
FTI Consulting LLP

At a Glance

  • Tasks: Lead projects and business development in financial services, tackling complex regulatory challenges.
  • Company: Join FTI Consulting, a global leader in crisis and transformation advisory.
  • Benefits: Enjoy professional development, mentorship, and a collaborative culture that values diversity.
  • Other info: Dynamic role with opportunities for travel and significant career growth.
  • Why this job: Make a real impact by solving critical issues for top financial institutions worldwide.
  • Qualifications: Experience in financial services regulation and strong communication skills required.

The predicted salary is between 80000 - 100000 £ per year.

FTI Consulting is the leading global expert firm for organizations facing crisis and transformation. We work with many of the world’s top multinational corporations, law firms, banks and private equity firms on their most important issues to deliver impact that makes a difference. From resolving disputes, navigating crises, managing risk and optimizing performance, our teams respond rapidly to dynamic and complex situations.

The Financial Services team at FTI Consulting supports financial institutions, regulators, governments and enforcement agencies across the full spectrum of financial regulation. Our service offerings include regulatory and business change programmes; governance and conduct matters; risk and regulatory advice; risk management frameworks; disputes and investigations; and remediation programmes.

As a Director in the Financial Services team, you will be a client-facing professional, involved in projects and business development activities from the outset.

What You’ll Do
  • Project delivery: Work as a core member of the delivery team for client projects, including understanding and analysing issues, project management, stakeholder engagement, document reviews, client interviews, process walk-throughs, developing solutions and drafting reports.
  • Sales: Lead and support in business development activities, such as attending client sales meetings, drafting proposals for potential engagements and presentations for introductory pitch meetings.
  • Team building: Act as a leader in the team and support consultants and senior consultants in their career development while building internal and external relationships.
  • Thought Leadership: Contribute to building the brand of FTI Consulting and the Financial Services team by developing interesting collateral and participating in industry events.

You may also be required to travel as part of project delivery. We are committed to developing our professionals to have outstanding consultancy skills and a strong technical understanding of regulatory matters.

How You’ll Grow

We are committed to investing and supporting you in your professional development through a range of programs focused on fostering leadership, growth and development opportunities. You’ll be assigned a dedicated coach to mentor, guide and support you through regular coaching sessions.

What You Will Need to Succeed
  • Strong written and verbal communications skills.
  • Ability to work with high levels of autonomy and as part of a large team.
  • Ability to manage multiple stakeholders, including senior management.
  • Ability to manage projects and deliver in a timely manner, across multiple tasks and projects whilst maintaining high quality standards.
Basic Qualifications

The Director should have experience in and the ability to demonstrate a strong understanding and working knowledge of the following areas:

  • Ability to interpret and advise stakeholders on the UK regulatory perimeter in the financial services sector.
  • Comprehensive understanding of the requirements under the FCA Handbook and market abuse legislation.
  • Practical and pragmatic approach and understanding of the role of risk and compliance functions in financial institutions.
  • Proven practical experience with the design, development, implementation, embedding and maintenance of risk management and compliance frameworks.
  • Experience with or strong understanding of FCA authorisation applications and section 166 skilled person reviews.
  • Experience in interpreting and advising on regulatory developments and business change.
  • Experience with large-scale and complex projects.
  • Degree level or equivalent experience.
  • Several years of experience working in the financial services sector and advising on UK financial services regulation.
Preferred Qualifications

Strong broad awareness of compliance requirements globally; experience/exposure to EU and US regulation is desirable but not essential.

Director (Risk & Regulatory), Financial Services Advisory in London employer: FTI Consulting LLP

FTI Consulting is an exceptional employer that fosters a collaborative and inclusive work culture, where employees are empowered to make a significant impact from day one. With a strong commitment to professional development, you will have access to tailored growth opportunities, mentorship, and the chance to work alongside industry leaders in a dynamic environment located in major financial centres worldwide. Join us to be part of a team that values diversity, recognition, and continuous learning, making your career both meaningful and rewarding.

FTI Consulting LLP

Contact Details:

FTI Consulting LLP Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Director (Risk & Regulatory), Financial Services Advisory in London

Tip Number 1

Network like a pro! Get out there and connect with industry folks, attend events, and engage on LinkedIn. The more people you know, the better your chances of landing that Director role.

Tip Number 2

Showcase your expertise! Prepare to discuss your insights on regulatory matters and risk management during interviews. We want to see how you can add value to our team right from the get-go.

Tip Number 3

Practice your pitch! Whether it’s for a client meeting or an interview, being able to clearly articulate your ideas and solutions is key. We’re looking for leaders who can communicate effectively.

Tip Number 4

Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our awesome team at FTI Consulting.

We think you need these skills to ace Director (Risk & Regulatory), Financial Services Advisory in London

Project Management
Stakeholder Engagement
Regulatory Knowledge
Risk Management Frameworks
Compliance Policies
Business Development
Analytical Skills

Some tips for your application 🫡

Tailor Your Application:Make sure to customise your CV and cover letter for the Director role. Highlight your experience in financial services and regulatory matters, showing how you can make an impact at FTI Consulting.

Showcase Your Communication Skills:Since strong written and verbal communication skills are key, use clear and concise language in your application. Don’t forget to demonstrate your ability to engage with stakeholders effectively!

Highlight Relevant Experience:Focus on your practical experience with risk management and compliance frameworks. Share specific examples of projects you've led or contributed to that align with the responsibilities of the role.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets the attention it deserves, and you’ll find all the details you need there!

How to prepare for a job interview at FTI Consulting LLP

Know Your Regulatory Stuff

Make sure you brush up on the UK regulatory landscape, especially the FCA Handbook and key regulations like MiFID II. Being able to discuss these confidently will show that you're not just familiar with the basics but can also provide valuable insights.

Showcase Your Project Management Skills

Prepare examples of past projects where you've led teams or managed multiple stakeholders. Highlight your ability to deliver high-quality results under pressure, as this is crucial for a Director role in Financial Services Advisory.

Demonstrate Thought Leadership

Think about how you can contribute to FTI Consulting's brand. Bring ideas for industry events or thought-provoking collateral to the interview. This shows you're proactive and ready to make an impact from day one.

Build Rapport with Interviewers

Remember, interviews are a two-way street. Engage with your interviewers by asking insightful questions about their experiences at FTI Consulting. This not only helps you gauge if the company is the right fit for you but also demonstrates your interest in their culture.