At a Glance
- Tasks: Monitor compliance activities and support investigations in a dynamic financial environment.
- Company: Leading global trading platform with a focus on innovation and integrity.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Join a passionate team and make a real impact on regulatory excellence.
- Qualifications: Minimum two years of experience in financial services and strong analytical skills.
- Other info: Collaborative culture with a focus on integrity and governance.
The predicted salary is between 36000 - 60000 £ per year.
A leading global multiāasset trading and investment platform, known for its innovative technology and strong European heritage, is expanding its UK Compliance team. The firm is looking for a passionate and driven Compliance Associate to join its London office. This is an opportunity to be part of a collaborative and forwardāthinking environment where your expertise contributes directly to maintaining excellence in regulatory standards.
The Compliance function acts as the organisation's second line of defence, ensuring the business operates within legal and regulatory requirements. The team partners closely with senior management and frontāoffice teams to support strategic objectives while upholding the highest standards of integrity and governance.
Key Responsibilities- Carry out monitoring activities within the Compliance Risk & Control Framework
- Support secondāline reviews of firstāline processes and related analyses
- Assess and report potentially suspicious activity in line with AML/CTF obligations
- Assist with investigations initiated by regulators or external parties
We're seeking a motivated, analytical Compliance professional with a minimum of two years of relevant experience in the financial services sector.
Seniority level: Associate
Employment type: Fullātime
Job function: Finance and Legal
Compliance Associate in London employer: fs talent
Contact Detail:
fs talent Recruiting Team
StudySmarter Expert Advice š¤«
We think this is how you could land Compliance Associate in London
āØTip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
āØTip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory standards and compliance frameworks. We want you to shine when discussing how your experience aligns with the role!
āØTip Number 3
Showcase your analytical skills during interviews. Bring examples of how you've assessed risks or handled compliance issues in the past. We love seeing real-world applications!
āØTip Number 4
Don't forget to apply through our website! Itās the best way to ensure your application gets noticed. Plus, weāre always on the lookout for passionate candidates like you!
We think you need these skills to ace Compliance Associate in London
Some tips for your application š«”
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in financial services and any specific compliance-related skills that match the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful.
Showcase Your Analytical Skills: Since this role requires strong analytical abilities, be sure to include examples of how you've used these skills in past roles. Whether it's assessing risks or reporting suspicious activities, we want to see your thought process!
Apply Through Our Website: We encourage you to apply directly through our website. Itās the best way for us to receive your application and ensures youāre considered for the role. Plus, it shows your enthusiasm for joining our team!
How to prepare for a job interview at fs talent
āØKnow Your Compliance Basics
Make sure you brush up on the key regulations and compliance frameworks relevant to the financial services sector. Being able to discuss AML/CTF obligations confidently will show that you're not just familiar with the role, but that youāre genuinely passionate about compliance.
āØShowcase Your Analytical Skills
Prepare examples from your past experience where you've successfully assessed risks or conducted investigations. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your analytical prowess in action.
āØUnderstand the Company Culture
Research the companyās values and recent news related to their compliance efforts. This will help you tailor your responses to align with their culture and demonstrate that youāre a good fit for their collaborative and forward-thinking environment.
āØAsk Insightful Questions
Prepare thoughtful questions about the compliance teamās current challenges or future projects. This not only shows your interest in the role but also gives you a chance to assess if this is the right environment for you to thrive in.