Compliance Associate in London

Compliance Associate in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Monitor compliance activities and support investigations in a dynamic financial environment.
  • Company: Leading global trading platform with a focus on innovation and integrity.
  • Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
  • Why this job: Join a passionate team and make a real impact on regulatory excellence.
  • Qualifications: Minimum two years of experience in financial services and strong analytical skills.
  • Other info: Collaborative culture with a focus on integrity and governance.

The predicted salary is between 36000 - 60000 £ per year.

A leading global multi‐asset trading and investment platform, known for its innovative technology and strong European heritage, is expanding its UK Compliance team. The firm is looking for a passionate and driven Compliance Associate to join its London office. This is an opportunity to be part of a collaborative and forward‐thinking environment where your expertise contributes directly to maintaining excellence in regulatory standards.

The Compliance function acts as the organisation's second line of defence, ensuring the business operates within legal and regulatory requirements. The team partners closely with senior management and front‐office teams to support strategic objectives while upholding the highest standards of integrity and governance.

Key Responsibilities
  • Carry out monitoring activities within the Compliance Risk & Control Framework
  • Support second‐line reviews of first‐line processes and related analyses
  • Assess and report potentially suspicious activity in line with AML/CTF obligations
  • Assist with investigations initiated by regulators or external parties

We're seeking a motivated, analytical Compliance professional with a minimum of two years of relevant experience in the financial services sector.

Seniority level: Associate

Employment type: Full‐time

Job function: Finance and Legal

Compliance Associate in London employer: fs talent

Join a leading global multi-asset trading and investment platform in London, where innovation meets regulatory excellence. As a Compliance Associate, you'll thrive in a hybrid work environment that fosters collaboration and professional growth, supported by a strong commitment to integrity and governance. With opportunities for continuous development and a culture that values your contributions, this role offers a meaningful career path in the dynamic financial services sector.
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Contact Detail:

fs talent Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Associate in London

✨Tip Number 1

Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of regulatory standards and compliance frameworks. We want you to shine when discussing how your experience aligns with the role!

✨Tip Number 3

Showcase your analytical skills during interviews. Bring examples of how you've assessed risks or handled compliance issues in the past. We love seeing real-world applications!

✨Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for passionate candidates like you!

We think you need these skills to ace Compliance Associate in London

Compliance Risk Management
Regulatory Knowledge
Analytical Skills
Monitoring Activities
AML/CTF Obligations
Investigative Skills
Reporting Skills
Collaboration
Attention to Detail
Financial Services Experience
Integrity and Governance
Communication Skills

Some tips for your application 🫔

Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in financial services and any specific compliance-related skills that match the job description.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful.

Showcase Your Analytical Skills: Since this role requires strong analytical abilities, be sure to include examples of how you've used these skills in past roles. Whether it's assessing risks or reporting suspicious activities, we want to see your thought process!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows your enthusiasm for joining our team!

How to prepare for a job interview at fs talent

✨Know Your Compliance Basics

Make sure you brush up on the key regulations and compliance frameworks relevant to the financial services sector. Being able to discuss AML/CTF obligations confidently will show that you're not just familiar with the role, but that you’re genuinely passionate about compliance.

✨Showcase Your Analytical Skills

Prepare examples from your past experience where you've successfully assessed risks or conducted investigations. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your analytical prowess in action.

✨Understand the Company Culture

Research the company’s values and recent news related to their compliance efforts. This will help you tailor your responses to align with their culture and demonstrate that you’re a good fit for their collaborative and forward-thinking environment.

✨Ask Insightful Questions

Prepare thoughtful questions about the compliance team’s current challenges or future projects. This not only shows your interest in the role but also gives you a chance to assess if this is the right environment for you to thrive in.

Compliance Associate in London
fs talent
Location: London
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  • Compliance Associate in London

    London
    Full-Time
    36000 - 60000 £ / year (est.)
  • F

    fs talent

    50-100
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