At a Glance
- Tasks: Support compliance policies and assist with monitoring and risk assessments.
- Company: Established investment management firm focused on real estate and impact investing.
- Benefits: Gain exposure to regulatory compliance and work closely with senior stakeholders.
- Other info: Proactive attitude and willingness to learn are essential for success.
- Why this job: Kickstart your compliance career in a dynamic environment with growth opportunities.
- Qualifications: Previous compliance experience in financial services and strong attention to detail.
The predicted salary is between 40500 - 49500 £ per year.
Compliance Analyst – Investment Management
We are working with an established investment management firm specialising in real estate and impact investing across the UK and Europe.
This is an excellent opportunity for an early-career Compliance professional to join a growing business and gain broad exposure across regulatory compliance, financial crime, monitoring and advisory activities.
Key Responsibilities
- Support the development and maintenance of compliance policies, procedures and regulatory frameworks.
- Assist with compliance monitoring, testing and risk assessments.
- Review financial promotions and marketing materials.
- Support AML, KYC and financial crime compliance activities.
- Conduct regulatory horizon scanning and assist with regulatory reporting.
- Provide day-to-day compliance advice and support to the wider business.
Requirements
- Previous compliance experience within financial services, ideally investment or asset management.
- Understanding of FCA regulations, with exposure to Mi FID, AIFMD or AML desirable.
- Strong attention to detail, communication and organisational skills.
- A proactive attitude and willingness to develop within a broad compliance role.
Why Apply?
An opportunity to develop your compliance career within an established investment management business, working closely with senior stakeholders and gaining exposure to a wide range of regulatory responsibilities.
Compliance Analyst in London employer: fs talent
Join a dynamic fintech that prioritises innovation and employee development, offering a hybrid working model that promotes work-life balance. With a strong focus on shaping the future of risk management, you'll have the opportunity to influence strategic decisions while benefiting from a collaborative culture that values your expertise and growth. Located in London, this role provides access to a vibrant professional network and the chance to be part of an exciting transformation journey.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like fs talent looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at fs talent. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at fs talent
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with fs talent’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
