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- Tasks: Lead the Compliance function and ensure regulatory adherence in a dynamic banking environment.
- Company: Join a forward-thinking UK financial institution focused on ethical business banking solutions.
- Benefits: Enjoy competitive salary, career growth opportunities, and a supportive work culture.
- Why this job: Make a real impact by ensuring compliance and promoting ethical banking practices.
- Qualifications: Experience in compliance management and knowledge of regulatory frameworks is essential.
- Other info: This role offers a chance to shape the future of compliance in business banking.
The predicted salary is between 72000 - 108000 £ per year.
This organisation is a UK-based financial institution specialising in business banking services, including lending and savings solutions. It operates with a strong focus on regulatory compliance, risk management, and ethical banking practices. The institution is committed to supporting businesses by providing tailored financial solutions while ensuring adherence to the highest standards of governance and regulatory requirements. With a forward-thinking approach, it integrates modern financial technology and industry best practices to maintain operational efficiency and regulatory compliance.
FUNCTION RESPONSIBILITIES
This role is a Senior Management Function (SMF16), as defined in the Statement of Responsibilities, and is subject to the PRA/FCA Individual and Manager Conduct Rules. Additionally, this role holds Prescribed Responsibilities under the Senior Managers Regime as referenced in the Responsibilities Map.
MAIN PURPOSE OF THE ROLE
- Manage the Compliance function within the organisation.
- Ensure that the organisation meets current and future regulatory rules at all times.
- Act as the Data Protection Officer.
- Provide expertise and capability in compliance matters.
Head of Compliance employer: fs talent
Contact Detail:
fs talent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in the financial sector. Understanding the current landscape will not only help you in interviews but also demonstrate your commitment to compliance and risk management.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in business banking. Attend industry events or join relevant online forums to gain insights and make connections that could lead to referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges faced by financial institutions today. Being able to articulate your thoughts on these issues will showcase your expertise and strategic thinking during the interview process.
✨Tip Number 4
Research the company’s values and recent initiatives related to compliance and ethical banking practices. Tailoring your conversation to align with their mission will show that you are genuinely interested in contributing to their goals.
We think you need these skills to ace Head of Compliance
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Head of Compliance position. Familiarise yourself with the responsibilities and requirements, especially regarding regulatory compliance and risk management.
Tailor Your CV: Highlight your relevant experience in compliance and risk management. Use specific examples that demonstrate your ability to manage compliance functions and adhere to regulatory standards.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and ethical banking practices. Mention how your skills align with the organisation's commitment to regulatory adherence and operational efficiency.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at fs talent
✨Understand Regulatory Frameworks
Familiarise yourself with the latest regulatory frameworks relevant to business banking, such as PRA and FCA guidelines. Be prepared to discuss how these regulations impact compliance strategies and your approach to ensuring adherence.
✨Showcase Leadership Experience
As a Head of Compliance, you'll need strong leadership skills. Prepare examples from your past roles where you've successfully led compliance initiatives or managed teams, highlighting your ability to influence and drive change.
✨Demonstrate Risk Management Acumen
Be ready to discuss your experience in risk management, particularly in a financial context. Share specific instances where you've identified risks and implemented effective mitigation strategies, showcasing your analytical skills.
✨Prepare for Ethical Dilemmas
Expect questions about ethical decision-making in compliance. Think of scenarios where you faced ethical challenges and how you navigated them, demonstrating your commitment to integrity and ethical banking practices.
