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- Tasks: Monitor compliance activities and support investigations to uphold regulatory standards.
- Company: Leading global trading platform with a strong focus on innovation.
- Benefits: Competitive salary, hybrid work model, and opportunities for professional growth.
- Other info: Collaborative environment with a focus on integrity and governance.
- Why this job: Join a dynamic team and make a real impact in the financial services sector.
- Qualifications: Minimum two years of experience in compliance within financial services.
The predicted salary is between 40000 - 50000 £ per year.
A leading global multi‑asset trading and investment platform, known for its innovative technology and strong European heritage, is expanding its UK Compliance team. The firm is looking for a passionate and driven Compliance Associate to join its London office. This is an opportunity to be part of a collaborative and forward‑thinking environment where your expertise contributes directly to maintaining excellence in regulatory standards.
The Compliance function acts as the organisation’s second line of defence, ensuring the business operates within legal and regulatory requirements. The team partners closely with senior management and front‑office teams to support strategic objectives while upholding the highest standards of integrity and governance.
Key Responsibilities- Carry out monitoring activities within the Compliance Risk & Control Framework
- Support second‑line reviews of first‑line processes and related analyses
- Assess and report potentially suspicious activity in line with AML/CTF obligations
- Assist with investigations initiated by regulators or external parties
We’re seeking a motivated, analytical Compliance professional with a minimum of two years of relevant experience in the financial services sector.
Seniority level: Associate
Employment type: Full‑time
Job function: Finance and Legal
Compliance Associate in England employer: fs talent
Contact Detail:
fs talent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate in England
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect with current employees at the company. A friendly chat can sometimes lead to opportunities that aren’t even advertised.
✨Tip Number 2
Prepare for interviews by researching the company’s compliance practices and recent news. Show us you’re genuinely interested and ready to contribute to their mission of maintaining regulatory excellence.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to compliance scenarios. We want to see how you think on your feet and handle real-world challenges.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace Compliance Associate in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in financial services and any specific compliance-related skills you have. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful, showing us your personality and drive.
Showcase Your Analytical Skills: As a Compliance Associate, analytical skills are key. In your application, provide examples of how you've used these skills in past roles, especially in monitoring or assessing compliance risks. We love seeing real-life applications!
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of getting noticed. It’s super easy and ensures your application goes straight to us. Don’t miss out on this opportunity!
How to prepare for a job interview at fs talent
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the financial services sector. Being able to discuss recent changes or trends will show your passion and expertise in the field.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where you've successfully assessed risks or identified suspicious activities. Use the STAR method (Situation, Task, Action, Result) to structure your answers clearly and effectively.
✨Understand the Company Culture
Research the company’s values and mission. Be ready to explain how your personal values align with theirs, especially in terms of integrity and governance. This will demonstrate that you're not just a fit for the role, but also for the team.
✨Ask Insightful Questions
Prepare thoughtful questions about the Compliance team’s current challenges or future projects. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.