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- Tasks: Lead compliance projects, advise on regulations, and ensure adherence to legislation.
- Company: Join a dynamic financial services group focused on innovation and compliance excellence.
- Benefits: Enjoy a collaborative culture, opportunities for growth, and the chance to make a real impact.
- Why this job: Shape regulatory responses and work in a fast-paced environment with a supportive team.
- Qualifications: 5+ years in compliance, strong understanding of FCA rules, and project management skills required.
- Other info: Ideal for self-motivated individuals looking to influence senior stakeholders.
The predicted salary is between 43200 - 72000 £ per year.
We’re on the lookout for a Compliance Lead (Projects & Advisory) to join a dynamic and growing Compliance function. In this role, you’ll act as a trusted advisor to the business, supporting the implementation of regulatory and legislative change and providing practical, clear compliance advice across all levels of the organisation.
You’ll lead horizon scanning activities, advise on business initiatives, and ensure regulatory compliance is embedded from project inception to delivery.
What You’ll Be Doing- Maintain core compliance registers, including regulatory risk, data protection risk, horizon scanning, FCA interaction logs, policy indexes, and more
- Deliver clear, concise regulatory development updates to the wider business
- Provide compliance input and regulatory interpretation for projects and operational change initiatives
- Represent the Compliance function in project teams and relevant external forums
- Monitor and communicate changes in legislation and FCA rules, updating policies and procedures accordingly
- Review and approve compliance training content prior to release
- Manage FCA applications and notifications (e.g. changes to approved persons)
- Train Senior Managers on their regulatory responsibilities and lead annual fit and proper assessments
- Build effective, collaborative relationships with internal stakeholders across departments
- 5+ years’ experience in a compliance advisory or regulatory project role within financial services
- Confident interpreting and applying the FCA Handbook (e.g. SYSC, MCOB, COCON, COND, etc.)
- Strong understanding of GDPR, Data Protection Act, and relevant UK financial regulations
- Ability to clearly communicate complex regulation to both technical and non-technical audiences
- Comfortable working with management information and reporting requirements
- Project management capability (PRINCE2 or equivalent desirable)
- Degree-qualified or equivalent professional experience
- Professional compliance qualification (e.g. CeMAP, ICA, or studying towards)
- PRINCE2 or similar project qualification preferred
- Experience working in a lending or brokerage environment is an advantage
- Strong IT skills, especially in Excel and PowerPoint
- Self-motivation, resilience, and accountability
- Ability to build trust and influence senior stakeholders
- A practical mindset – balancing regulatory requirements with business realities
- Excellent written and verbal communication skills
- A team-first attitude, comfortable working cross-functionally
Why Join? You’ll be part of a specialist financial services business that values innovation, compliance excellence, and doing things the right way. This is a great opportunity to make a tangible impact, take ownership of your work, and grow your expertise in a fast-moving, regulated environment.
Compliance Lead - Watford employer: fs talent
Contact Detail:
fs talent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Lead - Watford
✨Tip Number 1
Familiarise yourself with the FCA Handbook and recent regulatory changes. Being well-versed in these areas will not only boost your confidence during discussions but also demonstrate your proactive approach to compliance.
✨Tip Number 2
Network with professionals in the financial services sector, especially those in compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated regulatory changes in past roles. This will showcase your practical experience and ability to apply compliance knowledge effectively.
✨Tip Number 4
Demonstrate your project management skills by discussing any relevant projects you've led or contributed to. Highlighting your ability to manage compliance initiatives from inception to delivery will set you apart as a candidate.
We think you need these skills to ace Compliance Lead - Watford
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance advisory roles, particularly within financial services. Emphasise your understanding of the FCA Handbook and any project management qualifications you possess.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and regulatory change. Mention specific examples of how you've successfully navigated complex legislation and contributed to compliance initiatives in previous roles.
Showcase Communication Skills: Since the role requires clear communication of complex regulations, provide examples in your application that demonstrate your ability to convey intricate information to both technical and non-technical audiences.
Highlight Collaborative Experience: The job involves building relationships across departments. Include instances where you've worked collaboratively with various stakeholders to achieve compliance objectives or manage projects effectively.
How to prepare for a job interview at fs talent
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and relevant UK financial regulations. Be prepared to discuss how you've applied these in previous roles, as this will demonstrate your expertise and confidence in navigating complex legislation.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted advisor in past positions. Highlight specific instances where your compliance advice led to successful outcomes or helped implement regulatory changes within an organisation.
✨Communicate Clearly
Practice explaining complex regulatory concepts in simple terms. The ability to communicate effectively with both technical and non-technical audiences is crucial for this role, so be ready to showcase your communication skills during the interview.
✨Demonstrate Project Management Experience
If you have project management qualifications like PRINCE2, be sure to mention them. Discuss any relevant projects you've managed, focusing on how you ensured compliance throughout the project lifecycle and how you collaborated with various stakeholders.
