Compliance Lead

Compliance Lead

Watford Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance projects and advise on regulatory changes in a fast-paced environment.
  • Company: Join a dynamic financial services group focused on specialist lending.
  • Benefits: Enjoy flexible working options and a collaborative team culture.
  • Why this job: Shape the future of compliance while making a real impact in the industry.
  • Qualifications: Experience in compliance and a strong understanding of regulatory frameworks required.
  • Other info: No direct reports currently, offering a unique opportunity to influence at all levels.

The predicted salary is between 43200 - 72000 £ per year.

We’re Hiring: Compliance Lead – Projects & Advisory | Specialist Financial Services

Are you a compliance professional who thrives on driving regulatory change and advising on complex legislation? Do you want to join a collaborative, fast-paced financial services group where your insight will shape how we respond to evolving regulation?

Location: UK-based (flexible working options available)

Sector: Specialist Lending & Financial Services

Reporting to: Head of Compliance

Team: No direct reports (currently)

About the Role

We’re on the lookout for a Compliance Lead (Projects & Advisory) to join a dynamic and growing Compliance function. In this role, you’ll act as a trusted advisor to the business, supporting the implementation of regulatory and legislative change and providing practical, clear compliance advice across all levels of the organisation. You’ll lead horizon scanning activities, advise on business initiatives, and ensure regulatory compliance is embedded from project inception to delivery.

What You’ll Be Doing

  • Maintain core compliance registers

Compliance Lead employer: fs talent

As a Compliance Lead at our UK-based financial services group, you will be part of a vibrant and collaborative work culture that values your expertise in navigating regulatory landscapes. We offer flexible working options to support your work-life balance, alongside ample opportunities for professional growth and development within a dynamic team. Join us to make a meaningful impact while enjoying the unique advantages of working in a fast-paced environment that prioritises innovation and compliance excellence.
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Contact Detail:

fs talent Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Lead

✨Tip Number 1

Network with professionals in the compliance field, especially those who work in financial services. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.

✨Tip Number 2

Stay updated on current regulations and compliance frameworks relevant to the financial services sector. Subscribe to newsletters or follow regulatory bodies on social media to ensure you’re aware of any changes that could impact your role.

✨Tip Number 3

Prepare to discuss specific examples of how you've successfully implemented compliance strategies in previous roles. Highlight your experience in driving regulatory change and how it has positively impacted your organisation.

✨Tip Number 4

Familiarise yourself with StudySmarter’s values and mission. Tailor your conversations during interviews to reflect how your personal values align with ours, demonstrating that you’re not just a fit for the role but also for our company culture.

We think you need these skills to ace Compliance Lead

Regulatory Knowledge
Compliance Frameworks
Risk Management
Project Management
Stakeholder Engagement
Analytical Skills
Attention to Detail
Communication Skills
Advisory Skills
Legislative Interpretation
Horizon Scanning
Problem-Solving Skills
Change Management
Collaboration Skills
Training and Development

Some tips for your application 🫡

Understand the Role: Thoroughly read the job description for the Compliance Lead position. Make sure you understand the key responsibilities and required skills, as this will help you tailor your application.

Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in compliance, particularly in regulatory change and advisory roles. Use specific examples to demonstrate how you've successfully navigated complex legislation.

Showcase Your Skills: Clearly outline your skills that align with the role, such as analytical thinking, communication, and project management. Provide examples of how these skills have contributed to your previous roles in compliance.

Craft a Compelling Cover Letter: Write a tailored cover letter that not only reflects your qualifications but also conveys your enthusiasm for the role and the company. Mention why you are drawn to their collaborative environment and how you can contribute to their compliance function.

How to prepare for a job interview at fs talent

✨Understand Regulatory Frameworks

Make sure you have a solid grasp of the relevant regulatory frameworks and legislation that impact the financial services sector. Be prepared to discuss how these regulations influence compliance strategies and provide examples of how you've navigated complex compliance issues in the past.

✨Showcase Your Advisory Skills

As a Compliance Lead, you'll be advising various stakeholders. Prepare to demonstrate your ability to communicate complex compliance concepts clearly and effectively. Think of specific instances where your advice led to successful outcomes or improved compliance processes.

✨Highlight Project Management Experience

Since the role involves leading projects, be ready to discuss your project management experience. Share examples of projects you've led, focusing on how you ensured compliance was integrated from inception to delivery, and any challenges you overcame along the way.

✨Prepare for Scenario-Based Questions

Expect scenario-based questions that assess your problem-solving skills in real-world compliance situations. Practice articulating your thought process and decision-making steps when faced with regulatory challenges, as this will showcase your analytical abilities and practical approach.

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