Compliance Analyst – Investment Management
Location: Central London
We are working with an established investment management firm specialising in real estate and impact investing across the UK and Europe.
This is an excellent opportunity for an early-career Compliance professional to join a growing business and gain broad exposure across regulatory compliance, financial crime, monitoring and advisory activities.
Key Responsibilities
- Support the development and maintenance of compliance policies, procedures and regulatory frameworks.
- Assist with compliance monitoring, testing and risk assessments.
- Review financial promotions and marketing materials.
- Support AML, KYC and financial crime compliance activities.
- Conduct regulatory horizon scanning and assist with regulatory reporting.
- Provide day-to-day compliance advice and support to the wider business.
Requirements
- Previous compliance experience within financial services, ideally investment or asset management.
- Understanding of FCA regulations, with exposure to MiFID, AIFMD or AML desirable.
- Strong attention to detail, communication and organisational skills.
- A proactive attitude and willingness to develop within a broad compliance role.
Why Apply?
An opportunity to develop your compliance career within an established investment management business, working closely with senior stakeholders and gaining exposure to a wide range of regulatory responsibilities.
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Compliance Analyst employer: fs talent
Join a dynamic fintech that prioritises innovation and employee development, offering a hybrid working model that promotes work-life balance. With a strong focus on shaping the future of risk management, you'll have the opportunity to influence strategic decisions while benefiting from a collaborative culture that values your expertise and growth. Located in London, this role provides access to a vibrant professional network and the chance to be part of an exciting transformation journey.
