At a Glance
- Tasks: Lead risk management and compliance, ensuring alignment with regulations and overseeing AML policies.
- Company: Join a leading Corporate Bank in London, shaping the future of financial services.
- Benefits: Enjoy competitive pay, career growth opportunities, and a dynamic work environment.
- Why this job: Make a real impact in financial compliance while working in a collaborative and innovative culture.
- Qualifications: 10+ years in banking, strong knowledge of UK regulations, and proven leadership skills required.
- Other info: This is a full-time director-level position with significant responsibilities.
The predicted salary is between 72000 - 108000 £ per year.
Lead risk management and regulatory compliance, acting as the primary contact for regulators.
Provide risk and compliance advice across business units.
Develop and oversee compliance policies, ensuring alignment with regulatory requirements.
Monitor regulatory developments, emerging risks, and best practices.
Implement and maintain a risk-based compliance monitoring plan.
Oversee testing and monitoring assessments, reporting findings to relevant committees.
Support new product approvals from a compliance perspective.
Ensure effective risk control processes and reporting frameworks.
MLRO Responsibilities
- Oversee anti-money laundering (AML) policies and procedures.
- Respond to regulatory information requests and file necessary reports.
- Review AML reports and support customer onboarding risk assessments.
- Provide AML training and awareness initiatives.
- File external reports to relevant authorities.
Skills & Experience
- 10+ years’ experience in senior banking or financial services roles.
- Previous experience in a Senior Manager Function or equivalent.
- Strong knowledge of UK banking regulations and compliance frameworks.
- Proven leadership in complex, cross-functional environments.
- Excellent written and verbal communication skills.
- Knowledge in Trade Finance transactions.
Please follow the steps to apply if your experience matched the requirements.
Chief Risk & Compliance Officer employer: FS Talent Group
Contact Detail:
FS Talent Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Chief Risk & Compliance Officer
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience in risk and compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory compliance.
✨Tip Number 2
Stay updated on UK banking regulations and compliance frameworks by following relevant news sources and publications. This knowledge will not only help you in interviews but also demonstrate your commitment to staying informed in this rapidly changing field.
✨Tip Number 3
Consider reaching out to current or former employees of the company to gain insights into their culture and expectations for the Chief Risk & Compliance Officer role. This can provide you with valuable information that can be used during interviews.
✨Tip Number 4
Prepare to discuss specific examples from your past experience where you successfully led risk management initiatives or compliance projects. Highlighting your leadership skills and ability to navigate complex environments will set you apart from other candidates.
We think you need these skills to ace Chief Risk & Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in risk management and compliance. Focus on your leadership roles and any specific achievements that align with the responsibilities of a Chief Risk & Compliance Officer.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your understanding of the role and how your background fits the requirements. Mention your experience with UK banking regulations and any specific examples of your work in compliance and risk management.
Highlight Key Skills: In your application, emphasise your strong communication skills and your ability to lead in complex environments. Provide examples of how you've successfully managed compliance policies or responded to regulatory requests in the past.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects your attention to detail, which is crucial for a role in risk and compliance.
How to prepare for a job interview at FS Talent Group
✨Showcase Your Regulatory Knowledge
As a Chief Risk & Compliance Officer, it's crucial to demonstrate your understanding of UK banking regulations and compliance frameworks. Be prepared to discuss specific regulations you've worked with and how you've implemented them in previous roles.
✨Highlight Leadership Experience
This role requires strong leadership skills, so share examples of how you've led teams in complex, cross-functional environments. Discuss any challenges you faced and how you overcame them to achieve compliance goals.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities in risk management. Think about past experiences where you had to make tough decisions regarding compliance and be ready to explain your thought process.
✨Demonstrate Communication Skills
Excellent written and verbal communication skills are essential for this position. Prepare to discuss how you've effectively communicated compliance policies and training initiatives to various stakeholders in your previous roles.