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- Tasks: Lead the fund disclosure process and ensure accurate regulatory filings.
- Company: A growing US investment management firm with a collaborative culture.
- Benefits: Strong career development opportunities and potential to build a team.
- Other info: Join a supportive team and make a real impact in a dynamic environment.
- Why this job: Shape the future of regulatory compliance in a high-visibility role.
- Qualifications: Qualified lawyer with 5 years’ PQE and regulated funds experience.
The predicted salary is between 60000 - 80000 £ per year.
A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion. The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time.
The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.
Candidates will ideally be a qualified lawyer with at least 5 years’ PQE and regulated funds experience. A solid understanding of fund disclosure requirements and prospectuses as well as the ability to project manage and collaborate effectively across multiple business teams will be essential.
The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves.
An excellent opportunity for an ambitious mid-level lawyer seeking a broad, high-visibility role within a supportive and growing business.
For more information and a confidential discussion please contact Jane Fry on 020 3743 0697 or Ref: 3558315.
Regulated Funds Product Specialist, Regulatory Disclosures in Slough employer: Fry & Brown
Contact Detail:
Fry & Brown Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulated Funds Product Specialist, Regulatory Disclosures in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of fund disclosure requirements and regulatory compliance. We recommend practising common interview questions with a friend or mentor to boost your confidence.
✨Tip Number 3
Showcase your project management skills! Be ready to discuss specific examples of how you've successfully managed complex projects in the past, especially those involving collaboration across different teams.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Regulated Funds Product Specialist, Regulatory Disclosures in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Regulatory Disclosures professional. Highlight your experience with fund disclosures and any relevant qualifications, especially if you’re a qualified lawyer with PQE. We want to see how your background fits perfectly with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about regulatory compliance and how your skills can help us manage disclosure risk effectively. Keep it concise but impactful – we love a good story that connects your experience to our needs.
Showcase Collaboration Skills: Since this role involves working closely with various teams, make sure to highlight your collaboration skills in your application. Share examples of how you’ve successfully worked with legal, compliance, or product teams in the past. We value teamwork and want to see how you can contribute to our culture!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application directly and ensures you don’t miss out on any important updates. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Fry & Brown
✨Know Your Regulatory Stuff
Make sure you brush up on the latest fund disclosure requirements and regulations. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Showcase Your Project Management Skills
Prepare examples of how you've successfully managed projects in the past, especially those involving multiple stakeholders. This role requires collaboration across various teams, so demonstrating your ability to coordinate and lead will be key.
✨Understand the Company Culture
Research the firm’s collaborative culture and think about how you can contribute to it. Be ready to share how your values align with theirs and how you can enhance their team dynamics.
✨Ask Insightful Questions
Prepare thoughtful questions about the role and the company’s future plans. This shows your interest and helps you gauge if the company is the right fit for you. Plus, it gives you a chance to engage with your interviewers on a deeper level.