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- Tasks: Lead the fund disclosure process and ensure timely regulatory filings.
- Company: A growing US investment management firm with a collaborative culture.
- Benefits: Strong career development opportunities and potential to build and lead a team.
- Why this job: Shape the future of regulatory compliance in a high-visibility role.
- Qualifications: Qualified lawyer with 5 years’ PQE or strong compliance/governance background.
- Other info: Join a supportive team and make a real impact in the financial services sector.
The predicted salary is between 36000 - 60000 £ per year.
A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion. The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time.
The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.
Candidates will ideally be a qualified lawyer with around 5 years’ PQE and experience in regulated funds or financial services regulation, though strong applicants from compliance or governance backgrounds will also be considered. A solid understanding of fund disclosure requirements and the ability to collaborate effectively across multiple business teams will be essential.
The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves. An excellent opportunity for an ambitious mid-level lawyer or regulatory specialist seeking a broad, high-visibility role within a supportive and growing business.
For more information and a confidential discussion please contact Jane Fry on 020 3743 0697 or jane@fryandbrown.com.
Regulatory Disclosures – Investment Management employer: Fry & Brown
Contact Detail:
Fry & Brown Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Disclosures – Investment Management
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by researching the company culture and values. Since this firm emphasises collaboration, think of examples from your past experiences where teamwork made a difference. Show them you’re not just a fit for the role, but for their team too!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you ace your job search. Plus, applying directly can sometimes give you a leg up in the process. Let’s get you that dream job together!
We think you need these skills to ace Regulatory Disclosures – Investment Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the job description. Highlight your regulatory disclosures experience and any relevant qualifications, especially if you’ve got that 5 years’ PQE under your belt!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your understanding of fund disclosure requirements and how you can collaborate with various teams to manage disclosure risk.
Showcase Your Collaborative Spirit: Since this role involves working closely with senior stakeholders, make sure to highlight any past experiences where you’ve successfully collaborated across different departments. We love a team player!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Fry & Brown
✨Know Your Regulatory Stuff
Make sure you brush up on the latest fund disclosure requirements and financial services regulations. Being able to discuss these confidently will show that you're not just a qualified lawyer, but someone who truly understands the landscape.
✨Showcase Your Collaborative Spirit
Since this role involves working closely with various teams like legal, compliance, and operations, be ready to share examples of how you've successfully collaborated in the past. Highlighting your teamwork skills can set you apart from other candidates.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific regulatory challenges or disclosure risks. Think through some scenarios beforehand and prepare your responses to demonstrate your problem-solving abilities and strategic thinking.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the firm’s governance standards or how they envision the role evolving. This shows your genuine interest in the position and helps you gauge if it’s the right fit for you.