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- Tasks: Lead the fund disclosure process and ensure timely regulatory filings.
- Company: A growing US investment management firm with a collaborative culture.
- Benefits: Strong career development opportunities and potential to build a team.
- Other info: Join a supportive team and make a real impact in a dynamic environment.
- Why this job: Shape the future of regulatory compliance in a high-visibility role.
- Qualifications: Qualified lawyer with 5 years’ PQE and regulated funds experience.
The predicted salary is between 60000 - 80000 £ per year.
A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion. The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time.
The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.
Candidates will ideally be a qualified lawyer with at least 5 years’ PQE and regulated funds experience. A solid understanding of fund disclosure requirements and prospectuses as well as the ability to project manage and collaborate effectively across multiple business teams will be essential.
The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves. An excellent opportunity for an ambitious mid-level lawyer seeking a broad, high-visibility role within a supportive and growing business.
Regulated Funds Product Specialist, Regulatory Disclosures employer: Fry & Brown
Contact Detail:
Fry & Brown Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulated Funds Product Specialist, Regulatory Disclosures
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector, especially those who work with regulatory disclosures. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of fund disclosure requirements and regulatory compliance. We recommend practising common interview questions and scenarios related to the role to show you’re ready to hit the ground running.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the position. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website for the best chance at landing that dream job! We’ve got all the latest openings, and applying directly shows you’re serious about joining our collaborative culture.
We think you need these skills to ace Regulated Funds Product Specialist, Regulatory Disclosures
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the job description. Highlight your regulated funds experience and any relevant qualifications, like being a qualified lawyer with PQE.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Disclosures role. Mention your understanding of fund disclosure requirements and how you can contribute to the team.
Showcase Your Collaboration Skills: Since this role involves working closely with various teams, emphasise your ability to collaborate effectively. Share examples of past experiences where you’ve successfully worked with legal, compliance, or operations teams.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our growing firm!
How to prepare for a job interview at Fry & Brown
✨Know Your Regulatory Stuff
Make sure you brush up on the latest fund disclosure requirements and regulations. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Showcase Your Project Management Skills
Prepare examples of how you've successfully managed projects in the past, especially those involving multiple stakeholders. This role requires collaboration across various teams, so demonstrating your ability to coordinate and lead will be key.
✨Understand the Company Culture
Research the firm’s culture and values. Since they emphasise a collaborative environment, think of ways you can illustrate your teamwork skills and how you’ve contributed to a positive workplace in previous roles.
✨Ask Insightful Questions
Prepare thoughtful questions about the role and the team dynamics. This not only shows your interest but also helps you gauge if the company is the right fit for you. Consider asking about their approach to managing disclosure risk or how they envision the team evolving.