At a Glance
- Tasks: Lead legal support for a new investment product at a fast-growing digital bank.
- Company: Join a well-capitalised digital bank with a dynamic and innovative culture.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Other info: Thriving small team environment focused on building innovative solutions.
- Why this job: Be the trusted legal voice on an exciting new investment proposition.
- Qualifications: Strong in-house or private practice experience with retail investment clients.
The predicted salary is between 80000 - 100000 £ per year.
Be the legal lead on a brand-new investment proposition at a fast-growing digital bank.
A well-capitalised digital bank is gearing up to launch a new investment proposition and needs an experienced in-house lawyer to support it. This is a rare chance to be the trusted voice of legal on an entirely new product line, working closely with the business and a small but highly effective legal team.
The role will involve leading the regulatory and legal framework for the FCA-regulated investment product, including the variation-of-permissions process and ongoing compliance. You will be maintaining client-facing terms and conditions, and managing the legal relationship with the wealth platform custodian.
We're looking for someone with a strong in-house background, or a private practice lawyer who has worked consistently with retail investment clients. You could have experience from a bank, digital wealth platform, or retail-facing asset manager. You should be confident with FCA regulatory frameworks and some commercial contracts and third-party platform agreements. You will need to be the kind of person who thrives in a small, fast-moving team and is excited by building something new.
Senior Legal Counsel - Investments employer: Fry and Brown
Join a dynamic and innovative digital bank that prioritises employee growth and collaboration. With a strong focus on building new investment propositions, we offer a supportive work culture where your legal expertise will directly influence our success. Enjoy competitive benefits, opportunities for professional development, and the chance to be part of a pioneering team in a rapidly evolving financial landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Legal Counsel - Investments
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and investment sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Show off your expertise! Prepare to discuss your experience with FCA regulations and investment products in detail during interviews. We want to see how you can bring your knowledge to the table and help shape this new investment proposition.
✨Tip Number 3
Be proactive! Don’t wait for job openings to pop up. Reach out directly to companies you’re interested in, like our fast-growing digital bank. Express your enthusiasm for their projects and let them know how you can contribute to their success.
✨Tip Number 4
Tailor your approach! When you apply through our website, make sure your application reflects your passion for building something new. Highlight your experience in small teams and your ability to adapt quickly to changes in a fast-paced environment.
We think you need these skills to ace Senior Legal Counsel - Investments
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Legal Counsel role. Highlight your experience with FCA regulations and any relevant investment propositions you've worked on. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're excited about this opportunity and how your skills can help us build our new investment proposition. Be genuine and let your personality come through.
Showcase Relevant Experience:When detailing your experience, focus on roles where you’ve led legal frameworks or managed compliance in a fast-paced environment. We’re keen to see examples of how you’ve thrived in similar situations, so don’t hold back!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re serious about joining our team!
How to prepare for a job interview at Fry and Brown
✨Know Your Regulatory Stuff
Make sure you brush up on FCA regulations and compliance requirements. Being able to discuss these confidently will show that you’re not just familiar with the legal landscape but also ready to lead the charge in a new investment proposition.
✨Showcase Your In-House Experience
Prepare examples from your previous roles where you’ve successfully navigated legal challenges in a fast-paced environment. Highlighting your in-house experience or work with retail investment clients will demonstrate that you understand the unique pressures and demands of this role.
✨Be Ready to Discuss Client-Facing Terms
Since you'll be maintaining client-facing terms and conditions, think about how you can articulate your approach to drafting and negotiating these documents. Bring specific examples of how you've managed similar tasks in the past to the table.
✨Emphasise Team Collaboration
This role involves working closely with a small legal team and the business side. Be prepared to discuss how you thrive in collaborative environments and share instances where your teamwork has led to successful outcomes. This will show that you’re not just a legal expert but also a great team player.
