At a Glance
- Tasks: Lead internal investigations and advise on regulatory risk in a dynamic financial services environment.
- Company: Join a leading financial services organisation in Greater London with a focus on innovation.
- Benefits: Competitive salary, professional development, and the opportunity to shape best practices.
- Other info: High-profile role with excellent career advancement opportunities.
- Why this job: Make a real impact by engaging with senior stakeholders and driving change.
- Qualifications: At least 8 years’ PQE with experience in UK regulated financial services.
The predicted salary is between 80000 - 120000 £ per year.
Fry and Brown is seeking a qualified solicitor for a senior investigations-focused role within a dynamic financial services organization in Greater London. The position emphasizes leading internal investigations, particularly whistleblowing matters, and requires strong regulatory risk and governance advisory skills.
The ideal candidate will have at least 8 years’ PQE and significant experience in UK regulated financial services. This high-profile role offers the chance to engage with senior stakeholders while shaping best practices across the organization.
Senior Investigations Counsel – In-House, Regulatory Risk employer: Fry and Brown
Fry and Brown is an exceptional employer, offering a vibrant work culture that fosters collaboration and innovation within the financial services sector. Employees benefit from comprehensive professional development opportunities, allowing for significant career growth while working in the heart of Greater London, where they can engage with senior stakeholders and influence best practices in regulatory risk management. The company's commitment to integrity and excellence makes it a rewarding place for those seeking meaningful and impactful work.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Investigations Counsel – In-House, Regulatory Risk
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Fry and Brown looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Investigations Counsel – In-House, Regulatory Risk
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Fry and Brown. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Fry and Brown
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Fry and Brown’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!