Regulatory Disclosures Lead – Investment Funds (London)
Regulatory Disclosures Lead – Investment Funds (London)

Regulatory Disclosures Lead – Investment Funds (London)

Full-Time 43200 - 72000 £ / year (est.) No home office possible
Fry and Brown

At a Glance

  • Tasks: Lead the fund disclosure process and ensure accurate regulatory filings.
  • Company: Dynamic US investment management firm based in London.
  • Benefits: Excellent career growth opportunities in a collaborative environment.
  • Other info: Be part of a supportive team driving regulatory excellence.
  • Why this job: Join a newly created role and make a significant impact in regulatory compliance.
  • Qualifications: Qualified lawyer with 5 years PQE or compliance background with fund disclosure knowledge.

The predicted salary is between 43200 - 72000 £ per year.

A US investment management firm is looking for a Regulatory Disclosures professional in London. You will lead the fund disclosure process, ensuring all regulatory filings are prepared accurately.

Ideal candidates will be qualified lawyers with about 5 years of PQE, or individuals from compliance backgrounds, possessing a strong grasp of fund disclosure requirements.

This newly created position offers excellent career growth opportunities in a collaborative environment.

Regulatory Disclosures Lead – Investment Funds (London) employer: Fry and Brown

Join a leading US investment management firm in London, where you will thrive in a dynamic and collaborative work culture that prioritises employee growth and development. With a focus on regulatory excellence, this role not only offers the chance to lead critical fund disclosure processes but also provides access to exceptional career advancement opportunities in a supportive environment. Experience the unique advantage of working in one of the world's financial hubs, where your contributions will be valued and recognised.
Fry and Brown

Contact Detail:

Fry and Brown Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory Disclosures Lead – Investment Funds (London)

Tip Number 1

Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of regulatory disclosures and fund compliance. We recommend practising common interview questions and scenarios related to the role, so you can showcase your expertise confidently.

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the position. It keeps you fresh in their minds and shows your enthusiasm.

Tip Number 4

Apply through our website for the best chance at landing that dream job! We make it easy for you to showcase your skills and experience directly to the hiring team, increasing your chances of getting noticed.

We think you need these skills to ace Regulatory Disclosures Lead – Investment Funds (London)

Regulatory Filings
Fund Disclosure Requirements
Legal Qualifications
PQE (Post-Qualified Experience)
Compliance Knowledge
Attention to Detail
Leadership Skills
Collaboration Skills
Career Growth Orientation

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in regulatory disclosures and investment funds. We want to see how your background aligns with the role, so don’t be shy about showcasing your qualifications!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. We love seeing enthusiasm and a clear understanding of fund disclosure requirements, so let your personality come through.

Showcase Your Compliance Knowledge: Since this role is all about regulatory filings, make sure to highlight any compliance experience you have. We’re looking for candidates who can demonstrate a strong grasp of the necessary regulations and processes.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Don’t miss out on joining our collaborative team!

How to prepare for a job interview at Fry and Brown

Know Your Regulations

Make sure you brush up on the latest regulatory requirements related to fund disclosures. Being able to discuss specific regulations and how they impact the investment funds will show that you’re not just familiar with the basics, but that you’re genuinely engaged with the field.

Showcase Your Experience

Prepare to talk about your previous roles and how they relate to this position. Highlight any relevant experience you have in leading disclosure processes or working within compliance. Use specific examples to illustrate your expertise and problem-solving skills.

Ask Insightful Questions

Interviews are a two-way street! Prepare thoughtful questions about the firm’s approach to regulatory disclosures and how they handle challenges in the industry. This not only shows your interest but also helps you gauge if the company is the right fit for you.

Emphasise Collaboration

Since this role is in a collaborative environment, be ready to discuss how you work with others. Share examples of successful teamwork in your past roles, especially in high-pressure situations, to demonstrate that you can thrive in a team-oriented setting.

Regulatory Disclosures Lead – Investment Funds (London)
Fry and Brown

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