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- Tasks: Lead the fund disclosure process and ensure timely regulatory filings.
- Company: A growing US investment management firm with a collaborative culture.
- Benefits: Strong career development opportunities and potential to build a team.
- Other info: High-visibility role with excellent growth potential.
- Why this job: Shape the future of regulatory compliance in a supportive environment.
- Qualifications: Qualified lawyer with 5 years’ PQE or strong compliance/governance background.
The predicted salary is between 36000 - 60000 £ per year.
A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion.
The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time. The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.
Candidates will ideally be a qualified lawyer with around 5 years’ PQE and experience in regulated funds or financial services regulation, though strong applicants from compliance or governance backgrounds will also be considered. A solid understanding of fund disclosure requirements and the ability to collaborate effectively across multiple business teams will be essential.
The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves.
An excellent opportunity for an ambitious mid-level lawyer or regulatory specialist seeking a broad, high-visibility role within a supportive and growing business.
Regulatory Disclosures – Investment Management employer: Fry and Brown
Contact Detail:
Fry and Brown Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Disclosures – Investment Management
✨Tip Number 1
Network like a pro! Reach out to folks in the investment management sector, especially those who work in regulatory disclosures. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of fund disclosure requirements. We want you to be the go-to person for all things regulatory, so show off your expertise and confidence when discussing these topics.
✨Tip Number 3
Don’t forget to highlight your collaborative skills! This role is all about working with senior stakeholders across various teams, so share examples of how you've successfully collaborated in the past.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our firm.
We think you need these skills to ace Regulatory Disclosures – Investment Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the job description. Highlight your regulatory knowledge and any relevant experience in fund disclosures or compliance to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role, showcasing your understanding of regulatory requirements and your collaborative spirit.
Showcase Your Experience: When detailing your experience, focus on specific examples where you've successfully managed disclosure processes or worked with senior stakeholders. We love seeing how you've made an impact in previous roles!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our growing team!
How to prepare for a job interview at Fry and Brown
✨Know Your Regulatory Stuff
Make sure you brush up on the latest fund disclosure requirements and financial services regulations. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you really understand the nuances of the role.
✨Showcase Your Collaborative Spirit
Since this role involves working closely with various teams like legal, compliance, and operations, be ready to share examples of how you've successfully collaborated in the past. Highlighting your teamwork skills will demonstrate that you can thrive in their collaborative culture.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific regulatory challenges or disclosure risks. Think through some scenarios beforehand and prepare your responses, focusing on your problem-solving skills and attention to detail.
✨Express Your Ambition
This position offers great career development opportunities, so don’t shy away from discussing your career goals. Let them know how you see yourself growing within the company and how you can contribute to shaping the function as it evolves.