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- Tasks: Lead the fund disclosure process and ensure timely regulatory filings.
- Company: A growing US investment management firm with a collaborative culture.
- Benefits: Strong career development opportunities and potential to build a team.
- Other info: High-visibility role with collaboration across legal, compliance, and operations.
- Why this job: Shape the future of regulatory compliance in a supportive environment.
- Qualifications: Qualified lawyer with 5 years’ PQE and regulated funds experience.
The predicted salary is between 60000 - 80000 £ per year.
A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion.
The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time. The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.
Candidates will ideally be a qualified lawyer with at least 5 years’ PQE and regulated funds experience. A solid understanding of fund disclosure requirements and prospectuses as well as the ability to project manage and collaborate effectively across multiple business teams will be essential.
The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves.
An excellent opportunity for an ambitious mid-level lawyer seeking a broad, high-visibility role within a supportive and growing business.
Regulated Funds Product Specialist, Regulatory Disclosures employer: Fry and Brown
Contact Detail:
Fry and Brown Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulated Funds Product Specialist, Regulatory Disclosures
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory disclosures and fund management. Be ready to discuss how your experience aligns with the role, especially your project management skills and collaboration with legal and compliance teams.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that resonate with your values and career goals. Check out our website for openings that match your skills and interests, and tailor your approach to each company’s culture.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to their team.
We think you need these skills to ace Regulated Funds Product Specialist, Regulatory Disclosures
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the job description. Highlight your regulated funds experience and any relevant legal qualifications to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Disclosures role and how your background aligns with our collaborative culture.
Showcase Your Project Management Skills: Since this role involves managing the end-to-end fund disclosure process, be sure to highlight any project management experience you have. We want to see how you can keep things running smoothly!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Fry and Brown
✨Know Your Regulatory Stuff
Make sure you brush up on the latest fund disclosure requirements and regulations. Being able to discuss specific examples of how you've navigated these in your previous roles will show that you're not just familiar with the theory, but you can apply it practically.
✨Showcase Your Project Management Skills
Since this role involves managing the end-to-end disclosure process, be ready to share examples of how you've successfully led projects in the past. Highlight your ability to collaborate with different teams and manage timelines effectively.
✨Engage with Stakeholders
This position requires working closely with senior stakeholders. Prepare to discuss how you've built relationships and communicated effectively with various departments like legal, compliance, and operations. This will demonstrate your collaborative spirit and understanding of governance standards.
✨Express Your Ambition
The job offers strong career development opportunities, so don’t shy away from expressing your ambitions. Talk about how you see yourself growing within the company and what you hope to achieve in this newly created role. It shows you're forward-thinking and ready to take on challenges.