At a Glance
- Tasks: Lead the fund disclosure process and ensure accurate regulatory filings.
- Company: A growing US investment management firm with a collaborative culture.
- Benefits: Strong career development opportunities and potential to build a team.
- Other info: High-visibility role with excellent scope for personal and professional growth.
- Why this job: Shape the future of regulatory compliance in a supportive environment.
- Qualifications: Qualified lawyer with 5 years’ PQE and regulated funds experience.
The predicted salary is between 70000 - 90000 £ per year.
A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion. The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time.
The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.
Candidates will ideally be a qualified lawyer with at least 5 years’ PQE and regulated funds experience. A solid understanding of fund disclosure requirements and prospectuses as well as the ability to project manage and collaborate effectively across multiple business teams will be essential.
The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves. An excellent opportunity for an ambitious mid-level lawyer seeking a broad, high-visibility role within a supportive and growing business.
Regulated Funds Product Specialist, Regulatory Disclosures in London employer: Fry and Brown
Contact Detail:
Fry and Brown Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulated Funds Product Specialist, Regulatory Disclosures in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of fund disclosure requirements and regulatory compliance. We recommend practising common interview questions with a friend or mentor to boost your confidence and ensure you can articulate your experience effectively.
✨Tip Number 3
Showcase your project management skills! Be ready to discuss specific examples of how you've successfully managed complex projects in the past, especially those involving collaboration across different teams. This will demonstrate your ability to thrive in a role that requires cross-functional teamwork.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search and genuinely interested in joining our growing team.
We think you need these skills to ace Regulated Funds Product Specialist, Regulatory Disclosures in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the job description. Highlight your regulated funds experience and any relevant legal qualifications to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Disclosures role and how your background aligns with our collaborative culture.
Showcase Your Project Management Skills: Since this role involves managing the end-to-end fund disclosure process, be sure to mention any project management experience you have. We love candidates who can juggle multiple tasks effectively!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Fry and Brown
✨Know Your Regulatory Stuff
Make sure you brush up on the latest fund disclosure requirements and regulations. Being able to discuss these confidently will show that you’re not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Showcase Your Project Management Skills
Prepare examples of how you've successfully managed projects in the past, especially those involving multiple stakeholders. This role requires collaboration across various teams, so demonstrating your ability to coordinate and lead will be key.
✨Understand the Company Culture
Research the firm’s culture and values. Since they emphasise a collaborative environment, think of ways you can illustrate your teamwork skills and how you’ve contributed to a positive workplace in previous roles.
✨Ask Insightful Questions
Prepare thoughtful questions about the role and the company’s future plans. This not only shows your interest but also gives you a chance to assess if this is the right fit for you as they expand their team and operations.