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For Companies At a Glance
- Tasks: Support compliance, legal functions, and company secretarial tasks in a dynamic investment firm.
- Company: Join a leading global investment business known for its commitment to growth and development.
- Benefits: Enjoy genuine career progression, autonomy, and a variety of tasks in your role.
- Other info: Contact Liz Frost for more details about this exciting opportunity.
- Why this job: This role offers the chance to make an impact while developing your skills in a supportive environment.
- Qualifications: Ideal candidates should have experience in compliance or legal roles and strong communication skills.
The predicted salary is between 36000 - 60000 £ per year.
Overview
The role is responsible for supporting and enhancing this leading Global Investment business in compliance, company secretarial, and legal functions. Reporting to the General Counsel, this is a role with variety, autonomy and genuine development.
Responsibilities
- Provide compliance, company secretarial and legal support to the business; interpret and communicate regulatory and legal requirements to business stakeholders.
Qualifications
- Ideally you will have some understanding of FCA regulations and compliance processes (regulated financial services experience desirable).
- You will have experience in compliance, legal or company secretarial roles; able to adapt to a broad and varied workload.
- Ability to interpret and communicate regulatory and legal requirements to business stakeholders.
- Strong organisational and attention-to-detail skills, with the ability to manage competing priorities.
- Excellent written and verbal communication skills, with confidence delivering training and advice.
- Experience working with external regulators, advisors and service providers.
Contact
E: liz@frostlegal.co.uk or call T: 0131 538 0900
Seniority level
- Mid-Senior level
Employment type
- Full-time
Job function
- Legal
Industries
- Investment Management
Get notified about new Legal Compliance Officer jobs in Glasgow, Scotland, United Kingdom.
Glasgow, Scotland, United Kingdom 4 weeks ago
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LEGAL & COMPLIANCE OFFICER - [IN HOUSE] GLASGOW BASED employer: Frost Legal
Contact Detail:
Frost Legal Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land LEGAL & COMPLIANCE OFFICER - [IN HOUSE] GLASGOW BASED
✨Tip Number 1
Familiarise yourself with FCA regulations and compliance processes. Understanding these will not only help you in interviews but also demonstrate your commitment to the role and the industry.
✨Tip Number 2
Network with professionals in the legal and compliance sectors, especially those who work in financial services. This can provide you with insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you've successfully managed compliance or legal challenges. This will showcase your problem-solving skills and adaptability.
✨Tip Number 4
Consider brushing up on your training and presentation skills. Being able to confidently deliver training and advice is crucial for this role, so practice articulating complex legal concepts clearly.
We think you need these skills to ace LEGAL & COMPLIANCE OFFICER - [IN HOUSE] GLASGOW BASED
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and required qualifications. Highlight your relevant experience in compliance, legal, or company secretarial roles in your application.
Tailor Your CV: Customise your CV to reflect your understanding of FCA regulations and compliance processes. Emphasise your organisational skills and ability to manage competing priorities, as these are crucial for the role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your excellent written communication skills. Explain how your background aligns with the company's needs and express your enthusiasm for the opportunity to support their legal and compliance functions.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, as attention to detail is vital for this position.
How to prepare for a job interview at Frost Legal
✨Understand FCA Regulations
Make sure you brush up on your knowledge of FCA regulations and compliance processes. Being able to discuss these confidently will show that you have the necessary background for the role.
✨Demonstrate Your Experience
Prepare specific examples from your previous roles in compliance, legal, or company secretarial positions. Highlight how you've managed a varied workload and adapted to different challenges.
✨Communicate Clearly
Practice explaining complex regulatory and legal requirements in simple terms. This will demonstrate your ability to communicate effectively with business stakeholders, which is crucial for this role.
✨Showcase Organisational Skills
Be ready to discuss how you manage competing priorities and maintain attention to detail. Providing examples of how you've successfully juggled multiple tasks will impress your interviewers.